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FINRA Brings Charges Against Sandlapper Securities for Charging Over $8 million in Improper Markups on Private Placements

Posted: October 10th, 2017

FINRA Brings Charges Against Sandlapper Securities for Charging Over $8 million in Improper Markups on Private Placements Our securities law firm is investigating Greenville, South Carolina-based Sandlapper Securities, LLC after FINRA filed a complaint alleging the firm defrauded investors by selling private placements in saltwater disposal wells at excessive, undisclosed markups. According to FINRA’s complaint, […]

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Binary Options- CFTC’s RED List

Posted: October 10th, 2017

Binaryoptionfraudattorneys.com CFTC’s RED List Binary Options fraud is on the rise in recent years as regulators and government agencies continue to receive hundreds of complaints with damages totaling in the millions of dollars in the United States alone. The U.S. Commodity Futures Trading Commission (“CFTC”) has issued a Fraud Advisory concerning Binary Options due to […]

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Binary Options- CFTC Fraud Advisory

Posted: October 10th, 2017

Binaryoptionlosses.com Binary Options Fraud Binary Options fraud is on the rise in recent years as regulators and government agencies continue to receive hundreds of complaints with losses totaling in the millions of dollars in the United States alone. The U.S. Commodity Futures Trading Commission (“CFTC”) has issued a Fraud Advisory concerning Binary Options due to […]

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Binary Options- SEC Investor Alert

Posted: October 10th, 2017

Binaryoptionlossattorneys.com Binary Options Fraud Binary Options fraud is on the rise in recent years as regulators and government agencies continue to receive hundreds of complaints with losses totaling in the millions of dollars in the United States alone. The Federal Bureau of Investigation (“FBI”) issued a news release and the staggering damages associated with this […]

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Shawn E. Burns, Salomon Financial

Posted: October 9th, 2017

Shawn E. Burns CRD# 3138114 Silver Law Group is currently investigating former New York-based Salomon Whitney Financial broker Shawn E. Burns for three pending FINRA arbitrations. According to Burns’s FINRA BrokerCheck report, he has three pending FINRA arbitrations that include allegations of; unsuitable recommendations, failure to supervise, fraud, breach of duty of loyalty, and negligence […]

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Silver Law Group announces FINRA Arbitration filing against former Morgan Stanley Broker Angel E. Aquino-Velez

Posted: September 29th, 2017

Silver Law Group is investigating claims against Miami-based stockbroker Angel E. Aquino-Velez. According to FINRA records, Mr. Aquino is no longer registered with Morgan Stanley. Aquino’s FINRA BrokerCheck record shows (11) total Customer Disputes with (3) of those disputes still pending resolution. The pending claims allege unsuitability and misrepresentation with respect to municipal bond investments […]

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Silver Law Group is investigating former Melbourne, FL-Morgan Stanley broker Anthony J. Verzi

Posted: September 5th, 2017

Silver Law Group is investigating former Melbourne, FL-Morgan Stanley (CRD#149777) broker Anthony J. Verzi (CRD# 1186572) after FINRA permanently barred Verzi for refusing to appear for an on the record testimony related to an investigation into unsuitable trading. According to Verzi’s FINRA BrokerCheck report, a customer filed a FINRA arbitration in December 2016 alleging unsuitable […]

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Silver Law Group is analyzing claims of unauthorized trading and unsuitable investments by former Delray Beach, Florida based Cetera Advisors LLC broker Christopher R. Hickman

Posted: September 5th, 2017

Silver Law Group is analyzing claims of unauthorized trading and unsuitable investments by former Delray Beach, Florida based Cetera Advisors LLC (CRD#10299) broker Christopher R. Hickman (CRD# 3267599).  The complaints allege that Hickman recommended unsuitable trades and investments and carried out unauthorized trades over the course of many years. According to Hickman’s FINRA BrokerCheck report, […]

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Silver Law Group is investigating former Memphis, Tennessee -based Wunderlich Securities Inc broker David K Mallett over allegations that Mallett excessively traded customers’ accounts and made unsuitable recommendations.

Posted: September 5th, 2017

Silver Law Group is investigating former Memphis, Tennessee-based Wunderlich Securities Inc. (CRD#2543) broker David K. Mallett (CRD#5145838) over allegations that Mallett excessively traded customers’ accounts and made unsuitable recommendations. According to Mallett’s FINRA BrokerCheck report, a customer filed a complaint in October of 2016 against Mallett alleging churning in the customer’s account and further that he […]

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Silver Law Group is investigating former Texas-based IMS Securities, INC broker Jackie D Wadsworth for five pending FINRA arbitrations and a litany of disclosures on her FINRA BrokerCheck report

Posted: September 5th, 2017

Silver Law Group is investigating former Texas-based IMS Securities, INC (CRD#35567) broker Jackie D Wadsworth (CRD#2342163 ) for five pending FINRA arbitrations and a litany of disclosures on her FINRA BrokerCheck report. According to Wadworths’s FINRA BrokerCheck report, she has five pending FINRA arbitrations filed in the past that allege unsuitable recommendations, failure to supervise, […]

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