A National Securities Arbitration & Investment Fraud Law Firm CONTACT US (800) 975-4345
En Español

Video Q&A

Are attorney fees regularly awarded in securities fraud cases?

The American rule of law says that each party is responsible for their own attorney's…

Watch Video

Are most security fraud claims resolved in trials or another process, like arbitration?

When a potential clients come to me with a problem with their investment portfolio, they…

Watch Video

Are punitive damages available in securities cases?

Punitive damages are generally available in securities arbitration cases. Arbitrators are allowed to award the…

Watch Video

Are securities governed by federal or state law?

Securities are governed by both federal and state law and regulated by various different governmental…

Watch Video

Are there punitive damages available in securities fraud cases?

Punitive damages are intended to punish a wrongdoer for their misconduct. While arbitration is intended…

Watch Video

Are titles an accurate way to evaluate the knowledge of brokers?

Many stock brokers have various different titles and certifications after their name. However, it's important…

Watch Video

Can an investor lose money in bonds?

A bond is a loan from either a government or a corporation, in which an…

Watch Video

Can an investor who has been abused by a brokerage firm sue in court?

Brokerage firms and financial advisers are regulated by FINRA, a quasi governmental agency that oversees…

Watch Video

Can arbitration rulings be appealed?

FINRA arbitration is intended to be final and binding on all of the parties involved.…

Watch Video

Can brokerage firms be held responsible for the actions of their brokers or employees?

Generally, a brokerage firm is responsible for the acts of their financial advisors. In fact,…

Watch Video

Can elder abuse laws apply to securities claims?

Many states have inactive statutes to protect elderly investors from financial and investment fraud cases.…

Watch Video

OUR FREE PROMISE NO RECOVERY, YOU OWE US NOTHING

To contact our experts please fill out the form below.