FINRA Suspends Registered Individuals in January 2017 for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for January 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
James Patrick Acosta	Citigroup Global Markets Inc.
	Morgan Stanley Smith Barney
Terrence Daniels	MSI Financial Services, Inc.
	Ameriprise Financial Services, Inc.
Darnell Anthony Deans	Blackbook Capital, LLC
	John Carris Investments LLC
Barbara Lucille Desiderio	Global Arena Capital Corp
	Herbert J. Sims & Co. Inc.
Joseph Ellison	Mutual Securities, Inc.
	Beverly Hills Wealth Management LLC
Niaz Elmazi	Global Arena Capital Corp
	HFP Capital Markets LLC
Brian Joseph Hagerman	Global Arena Capital Corp
	Equities Trading Corp
Candice Joy Hutton	Hutton Wealth Management Servcies, LLC
	Cambridge Investment Research, Inc.
Gregory Marcel Martino	Blackbook Capital LLC
	Coastal Equities, Inc.
Jeffrey Allen Rehling	Lincoln Financial Advisors
	Morgan Stanley Smith Barney
Keith Patrick Sequeira	Royal Alliance Associates, Inc.
	Wells Fargo Advisors, LLC
Penne Wilson Stafford	Woodbury Financial Services, Inc.
	LPL Financial LLC
Vincent Evan Wilson	Wilbanks Securities, Inc.
	Wells Fargo Advisors, LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.