FINRA Suspends Registered Individuals in July 2016 for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for July 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Robert Joseph Altemus	Merrill Lynch, Pierce, Fenner & Smith Inc
	Citigroup Global Markets Inc.
Michael Britt Doyle	Sanctuary Securities, LLC
	UBS Financial Services Inc.
Richard Lee Ewalt	BB&T Investment Services Inc.
	Securities America, Inc.
John Fairfield	Wells Fargo Advisors, LLC
	Chase Investment Services Corp.
George John Gilbert	Allied Beacon Partners, Inc.
	Community Bankers Securities, LLC
Brendan O’Connell	Merrill Lynch, Pierce, Fenner & Smith Inc.
	UBS Financial Services Inc.


Warren Marc Rockmacher	Investacorp, Inc.
	Chase Investment Services Corp.
Terry Gerard Roussel	Pacific Cornerstone Capital Incorporated
	Private Investors Equity Group
Jonathan Michael Sheklow	Rockwell Global Capital LLC
	Global Arena Capital Corp

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.