FINRA Suspends Individuals in April 2016 for Failure to Comply with FINRA Rules

According to FINRA Disciplinary actions for April 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Russell Andrew Carbonara	Pinebridge Securities, LLC
	Aria Capital Advisors, LLC
Roger Briggs Coe, Jr.	Gate US, LLC
	Zealous Capital Markets, LLC
Jerrid Jemal Douglas	Barclays Capital Inc.
	Citigroup Global Markets, Inc.
Terry Lee Haggerty	Penvest Securities, Inc.
	BB Graham & Company, Inc.
Mark David Holt	Harbour Investments, Inc.
	Geneos Wealth Management, Inc.
Pil Sang Hwang	Wells Fargo Advisors, LLC
	Phillips & Company Securities
Robert John Matarazzo, Jr.	Waddell & Reed, Inc.
	New England Securities
James Kenneth Maurice	Wachovia Securities, LLC
	A.G. Edwards & Sons, Inc.
Bahram Mirhashemi	Accelerated Capital Group
	Ameriprise Financial Services, Inc.
Charles J. Moore	Achilles Securities, LLC
	Crucible Capital Group, Inc.
Joshua James Nanci	Foreside Fund Services, LLC
	Aria Capital Advisors, LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.