FINRA Suspends Individuals in March 2016 for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for March 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Woodley Hannon Bagwell, Jr.	Raymond James & Associates, Inc.
	Morgan Keegan & Company, Inc.
Steven Lloyd Colvin	Wells Fargo Advisors, LLC
	Merrill Lynch, Pierce, Fenner & Smith Inc.
William Braden Crumrine III	American Portfolios Financial Services, Inc.
	Mid Atlantic Capital Corporation
Robert Gail Dull	Securities America, Inc.
	Suntrust Investment Services, Inc.
William Lawrence Eisner	Ameriprise Financial Services, Inc.
	UBS Financial Services, Inc.
John Scot Galinsky	Fintegra, LLC
	Advanced Equities, Inc.
Christos Angelo Kalatoudis	Worden Capital Management LLC
	National Securities Corporation
John Gerald Muir IV	Aegis Capital Corp.
	Chelsea Financial Services
Patrick Steven Nelson	Steven L. Falk & Associates, Inc.
	White Pacific Securities, Inc.
Michael Luciano Spinali	Morgan Stanley
	Edward Jones
Henry Edward Wasserman III	Ameriprise Financial Services, Inc.
	Morgan Stanley Smith Barney
Jeffrey Lee Whitaker	Capital Wealth Planning, LLC
	Wells Fargo Advisors, LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.