Marat Zeltser Has Been Barred By FINRA After Numerous Allegations of Misconduct

Allegations include willful violation of the Securities Exchange Act of 1934, among others

Marat Zeltser has a long history in the financial services industry, including working as a broker for various firms in New York, New York since 2003.

While employed by Caldwell International Securities Corporation, allegations against Zeltser included mishandling accounts, losing a client’s money and failing to follow client’s requests to sell a security. He also allegedly invested monies in an unsuitable triple leverage EFT’s over long periods of time.

In addition, Zeltser is being investigated by FINA for willfully violating the Securities Exchange Act of 1934, which requires brokers to make investment information public that clients need to make informed investment decisions.

He was also found to be placing online employment advertisements while working at Pointe Capital, without his employers knowledge. The ad solicited replies to a private email and phone number. After this complaint, in July of 2008, he was terminated from the company for violating the firm’s advertising policy and the usage of unauthorized electronic communications.

If you had dealings with Marat Zeltser and lost money as a result or if you suspect that your broker has been involved in any wrongdoings as it relates to your relationship with him/her, it’s recommended that you seek the services of an experienced securities attorney.

The attorneys at Silver Law Group are industry leaders in the field of FINRA and securities arbitration, representing individual and institutional investors across the United States who have lost money at the hands of trusted financial advisors. Our services are on a contingency-fee basis, which means we are only compensated if there is a recovery of losses. Contact us today for a complimentary consultation.