Securities Arbitration Lawyers BlogBrokers’ Licenses Revoked by FINRA in June 2015
According to FINRA Disciplinary actions for June 2015, the following individuals’ licenses were revoked for failure to pay fines and/or costs to FINRA pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Frank E. Brickell | World Trade Financial Corporation |
| Ameritrade | |
| Rodney Preston Michel | World Trade Financial Corporation |
| Del Mar Financial Services, Inc. |
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