FINRA Suspends Registered Individuals in February 2018 for Violations of FINRA Rules

According to FINRA Disciplinary actions for February 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Walter Lee Clark	Wilmington Capital Securities, LLC
	Adirondack Trading Group LLC
Chelsea Lauren Clemons-Denby
Ethan Frederick Daubert	Wells Fargo Clearing Services, LLC
	Wells Fargo Advisors, LLC
Truitt Scott Ficklin	Cetera Investment Services LLC
	Edward Jones
Philip William Formwalt	Woodmen Financial Services, Inc.
Lawrence E. Hagedorn	The O.N. Equity Sales Company
	Ohio National Financial Services
Raymond Woody Hooker	J.P. Morgan Securities LLC
	Chase Investment Services Corp.
Brian Patrick Hurley	MML Investors Services, LLC
	NYLife Securities LLC
Lindsey Marie Katula	Wells Fargo Clearing Services, LLC
	Wells Fargo Advisors, LLC
Jason Harris Klabal	Alexander Capital, L.P.
	Legend Securities, Inc.
Richard James Murphy	Tullett Prebon Financial Services LLC
	Citation Financial Group, L.P.
James Albert Pettit	Ameriprise Financial Services, Inc.
	Janney Montgomery Scott LLC
Michael Alan Sadouskas	Allstate Financial Services, LLC
John Greg Schmidt	Wells Fargo Advisors Financial Network, LLC
	Stifel, Nicolaus & Company, Inc.
John Joseph Silvernale	HD Vest Investment Services
Casey Tyler Thompson	Allstate Financial Services, LLC
	Northwestern Mutual  Investment Services, LLC
Aaron Bronelle Wilbanks	Wilbanks Securities, Inc.
	Birchtree Financial Services, Inc.
Sara Wilhite	PFS Investments Inc.
	Primerica Financial Services
Bradley Curtis Williams	J.P. Morgan Securities LLC
	Invest Financial Corporation
Brandon M. Williams	BMO Harris Financial Advisors, Inc.
	Northwestern Mutual Investment Services, LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.