Silver Law Group is Investigating David Barber of Madison Avenue Securities

David Barber (CRD #1165082) was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Barber consented to the sanction and to the entry of findings that he failed to produce information and documents requested by FINRA during the course of an ongoing examination to determine whether he engaged in unauthorized trading in the accounts of customers of his member firm, exercised discretion in customer accounts without written authorization, or otherwise acted in violation of FINRA rules.

David Barber has been registered with Madison Avenue Securities in San Diego, California since 2015.  In January 2018, a securities arbitration award granted a California investor over 2 million dollars in compensatory and punitive damages and attorney’s fees.  The securities arbitration panel found Madison Avenue and Mr. Barber liable for churning, unauthorized trading and breach of fiduciary duty.

Contact Our Firm if You’ve Invested with David Barber

If you invested with David Barber and believe you have lost money due to his misconduct, you may be able to file a claim to recover your losses through FINRA arbitration. For a free evaluation of your potential case by as securities attorney, please contact Silver Law Group. Our Florida securities arbitration lawyers can meet with you at our offices or at your home to discuss your potential claims.

Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida representing investors worldwide with their claims for losses due to securities and investment fraud.  The firm has successfully recovered multi-million dollar awards for its clients through securities arbitration and the courts.  To contact Scott L. Silver to discuss your legal matter, call toll-free (800) 975-4345 or e-mail him at SSilver@silverlaw.com.