FINRA Disciplinary Actions For January 2020 Names Registered Individuals Barred For Failure To Provide Information

According to FINRA Disciplinary actions for January 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Ajayi, Emmanuel	J.P. Morgan Securities LLC
	HSBS Securities (USA) Inc
Arts, Christopher	Scarsdale Equities LLC
	Leeb Brokerage Services Group, Inc
Bailey, Michael	PFS Investments Inc
Bisch, Sarah	Santander Securities LLC
	Edward Jones
Bishop, Tywan	Charles Schwab & Co., Inc
	E Trade Securities LLC
Borja, Mauricio	Allstate Financial Services, LLC
Encino, Stephen	NYLife Securities LLC
	Allstate Insurance
Fries, Scott	Transamerica Financial Advisors
	NYLife Securities LLC
Hegarty, Adrian	JP Morgan Securities LLC
	Morgan Stanley
Kraft, David	Morgan Stanely
	Wells Fargo Advisors, LLC
Madril, Michael	Wells Fargo Clearing Services, LLC
McClellan, Richard	LPL Financial LLC
	MML Investors Services
Murano, Marc	JP Turner & Company, LLC
Navarre, Michael	Farmers Financial Solutions, LLC
	NYLife Securities
Olsen, Blair	Lincoln Investment
	Legend Equities Corp
Persaud, Susy
Sandhu, Angrad
Uwechue, Anthony	JP Morgan Securities LLC
	Chase Investment Services

FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. If you invested with anyone in this report and have questions about your legal rights, our attorneys will talk with you at no cost to explain your legal rights and about how we can help recover your investment losses through securities arbitration or litigation.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.