According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Deblois, Matthew | The Champion Group, Inc |
| McNally Financial Services Corp | |
| Dewaay, Donald Jr. | Dewaay Financial Network, LLC |
| VSR Financial Services, Inc | |
| Freeman, Michael | Spartan Capital Securities, LLC |
| Legend Securities, Inc | |
| Fuzie, Cindy | Morgan Stanley |
| MML Investors Services, LLC | |
| Hernandez, Evelyn | Morgan Stanley |
| Chase Investment Services | |
| Barry, Jin | Spartan Capital Securities, LLC |
| Lampert Capital Markets Inc | |
| LaVolpe, Michael | Meyers Associates, LP |
| Leonard, William | JH Darbie & Co, Inc |
| BMS Securities, LLC | |
| Walsworth, Peter | Morgan Stanley |
| Merrill Lynch, Pierce, Fenner & Smith Inc |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Our lawyers have extensive experience collecting FINRA arbitration awards, prevailing on Motions to Vacate FINRA arbitration awards and using various collection efforts to enforce FINRA awards after they are received.