Three most recent complaints involve allegations of suitability
With almost 40 years in the securities industry, Child has a total of 14 disclosure events reported on his BrokerCheck record. Many events consist of customer disputes as to Child’s actions relating to customer brokerage accounts. The three most recent complaints involve allegations of suitability, with requested damages in excess of $2.5M since October 2015.
Previous customer disputes include allegations such as:
- Breach of fiduciary duty
- Misrepresentation
- Negligence
- Breach of contract
- Common law fraud
- Unauthorized trading
While currently registered with National Securities Corporation, during his career, this Boca Raton-based broker has also been registered with the following entities:
- VFinance Investments, Inc.
- UBS Painewebber, Inc.
- Prudential Securities Incorporated
- Shearson Lehman Hutton, Inc.
- E.F. Hutton & Company, Inc.
- Smith Barney, Harris Upham & Co., Incorporated
- J.B. Hanauer & Co.
If you suspect that Robert Child, or any other financial adviser, has mishandled your investments when managing your money, it is important to know you have rights.
Through securities arbitration, you may potentially recover your financial losses.
An experienced securities arbitration attorney with a proven track record can help you recover your money. Silver Law Group’s team of securities arbitration attorneys stands ready to help you understand your rights and represent your interests.