Northstar Financial Services (Bermuda) offered investment and annuity-type products to investors outside the United States. The company was based in Bermuda and claimed to offer various benefits such as tax shelters that were not available to U.S.-based investors. Northstar relied on a network of financial advisors and brokerage firms across…
Articles Posted in FINRA Arbitration
Northstar Financial Services (Bermuda) Investment Loss Attorneys
Silver Law Group represents Northstar Financial Services (Bermuda) investors and has filed arbitration claims against brokerage firms that improperly sold Northstar products to investors. Silver Law Group’s clients allege that the selling firms pitched Northstar as a safe, conservative investment that was comparable to bank certificates of deposit (CDs), and…
Northstar Financial Services (Bermuda) Investment Losses
Silver Law Group represents and has filed arbitration claims against financial advisors on behalf of investors who purchased investments issued by Northstar Financial Services (Bermuda) Ltd. These products include, but are not limited to: Global Interest Accumulator Global Advantage Plus Series Global Advantage Select Global VIP Elite Global Index Product…
Can I Recover My GWG L Bond Losses?
Sources say that GWG Holdings is preparing to file Chapter 11 bankruptcy, which would likely lead GWG L Bonds investors to suffer a significant loss of their principal. Silver Law Group currently represents GWG L Bonds investors in claims against the selling brokerage firm, and may be able to help…
Why Do Stockbrokers Change Firms?
What would you do if your broker decided to move to a new firm? Would you follow them? What if you’re a broker who wants to change firms for good cause? Silver Law Group represents investors and individual financial advisors in claims against brokerage firms for misconduct relating to failure…
South Florida Legal Guide Again Names Silver Law Group Top Securities Fraud Law Firm
Silver Law Group has again been named a “Top Law Firm” by the South Florida Legal Guide (SFLG). The SFLG is a leading guide to the best attorneys and law firms in the South Florida region, and Silver Law Group’s recognition in the 2021 edition follows the same recognition in…
Wells Fargo Allegedly Manipulated FINRA Arbitration System
In this blog, we frequently discuss investors who, through no fault of their own, have lost money to unscrupulous brokers and investment advisors who mislead or defraud their clients. When an investor can’t work things out with their registered representative, the next step is frequently arbitration with the Financial Industry…
Silver Law Group Represents Investors With Losses In GWG L Bonds
Investors who own GWG L Bonds have grown increasingly concerned after GWG announced in a form 8-K filed with the SEC that it would not pay investors dividends owed for January 15, 2022. Silver Law Group represents GWG L Bonds investors, and may be able to help you recover your…
Alan Appelbaum – Aegis Capital Corporation
Alan Appelbaum (Alan Zelig Appelbaum, CRD# 500336) is a previously registered broker who last worked for Aegis Capital Corp. in their Boca Raton, FL office. Appelbaum previously worked for Herbert J. Sims & Co. Inc., Ryan, Beck & Co., LLC, Gruntal & Co., LLC, and several other firms. He had…
Did Your Emerson Equity Broker Sell You GWG L Bonds?
If Emerson Equity sold you an L Bond from GWG Holdings, Silver Law Group may be able to help you recover your investment losses. Silver Law Group currently represents GWG L Bonds investors. Please contact us at 800-975-4345 for a no-cost, confidential consultation. Emerson Equity works with GWG to sell…