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Articles Posted in Misrepresentation and Omission of Material Facts

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Silver Law Group Investigates Lipocine Inc. (LPCN)

Silver Law Group, a nationally-recognized class action law firm representing investors, is investigating Lipocine (LPCN), a publicly-traded specialty pharmaceutical company, on behalf of shareholders of the company’s stock. The investigation concerns whether Lipocine gave misleading information to the public and violated federal securities laws. Lipocine Complete Response Letter (CPL) On…

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Silver Law Group Investigates Zynerba Pharmaceuticals (ZYNE)

Silver Law Group is investigating Zynerba Pharmaceuticals (ZYNE), a publicly-traded company that is developing cannabinoid therapies for neuropsychiatric disorders, on behalf of investors in the company’s stock. The investigation regards possible violations of federal securities laws by Zynerba officers and directors. Zynerba Pharmeceuticals Press Release On September 18, 2019, Zynerba…

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Conagra Brands (CAG) Is Being Sued For Allegedly Misleading Shareholders

Owners of Conagra Brands stock (CAG) are suing the packaged foods giant, alleging they were tricked into approving their nearly $11 billion acquisition of Pinnacle Foods. Conagra Justifies Acquisition Of Pinnacle Foods Conagra, which is a component of the S&P 500, announced that it would acquire Pinnacle Foods in June,…

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Did You Invest In Amarin Corporation plc (AMRN)?

Silver Law Group, a securities and investment fraud law firm, is letting investors know that a class action lawsuit has been filed against Amarin Corporation on behalf of investors who purchased shares between September 24, 2018 and November 8, 2018. The complaint alleges that Amarin made materially false and/or misleading…

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 American Realty Capital REIT Now Known As New York City REIT

American Realty Capital New York City REIT has changed its name, and is now known as New York City REIT (NYCR). The trust recently updated its charter to reflect the new name. Shares of NYCR were initially sold for $25 each. The company’s board recently approved net asset value of…

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Scott Kaup

Scott Vincent Kaup (CRD #1002907) is a registered broker and investment advisor currently employed with Summit Brokerage Services, Inc. (CRD #34643) of Stuart, NE. His previous employers include VSR Financial Services, Inc. (CRD #14503), also of Stuart, NE and American General Securities Incorporated (CRD #13626) of Phoenix, AZ. He has…

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Broker John Cutshall Under Investigation By FINRA For Misappropriation

John William Cutshall (CRD #874352) is a registered broker and former registered investment advisor currently employed with Lombard Securities Incorporated (CRD #27954) of Woodsboro, MD. His previous employers include Morgan Stanley (CRD #149777), RBC Capital Markets, LLC (CRD #31194) and Ferris, Baker Watts, LLC (CRD #285), also of Frederick, MD.…

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Disgraced Broker Kyusun Kim Terminated By Sandlapper

Back in October, we told you about Kyusun Kim (CRD #2864085), a broker who was barred by FINRA after it was discovered he approached individuals who were near or at retirement age, and urged them to liquidate their pensions to invest in “alternative investments.” These investments included risky, non-traded real estate…

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Broker Donna Hines Subject Of Four Disclosures

Donna Jean Hines (CRD #4275542, aka “Donna Jean Atchison” or “Donna J. Hines”) is a registered broker and investment advisor who is currently employed with Cetera Advisors LLC (CRD #10299) of Weston, WV. Her previous employers include Investment Planners, Inc. (CRD #18557), also of Weston, WV, Sammons Securities Company, LLC…

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Broker Bryon Martinsen Accused Of Misrepresentation By Client

Bryon Edwin Martinsen (CRD #1621649) is a registered broker and investment advisor currently employed with Centaurus Financial, Inc. (CRD #30833) of Northport, NY.  His previous employers are AXA Advisors, LLC (CRD #6627) and The Equitable Life Assurance Society Of The United States (CRD #4039), both of New York, NY.  He…

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