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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in SEC Investor Bulletin

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Are Private Equity Funds the Next Wave of Lawsuits?

The U.S. Securities and Exchange Commission (“SEC”) has formed a new group to increase oversight of private equity and hedge funds.  The SEC has assigned two former industry veterans to oversee the unit.  The SEC frequently creates these units when it sees increased activity in a particular type of investment…

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SEC Investor Bulletin Educates Investors About Impact of Fees on Portfolio Values

The Securities Exchange Commission (SEC), Investor Bulletin on fees and expenses reminds investors about the effect fees on investment accounts can have on a portfolio over the long run.  According to the SEC Investor Bulletin, “These fees may seem small, but over time they can have a major impact on your investment portfolio.” …

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