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Articles Posted in Stockbroker Misconduct

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Did Portsmouth Financial Services Sell You GWG’s L-Bonds?

If Portsmouth Financial Services sold you GWG Holdings’ L-Bonds, Silver Law Group may be able to help you recover your investment losses. After GWG Holdings filed for bankruptcy in April of 2022, investors are facing the loss of most, if not all, of their principal. Silver Law Group represents GWG…

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Did You Invest In GWG L-Bonds On Advice From Moloney Securities?

GWG Holding’s L-Bonds were touted as a safe investment by brokers and broker-dealers such as Moloney Securities. Unfortunately, that hasn’t been the case, and more than 27,000 investors are left with these worthless bonds. After GWG Holdings filed for bankruptcy in April of 2022, investors are facing the loss of…

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Did Centaurus Financial Sell You L-Bonds From GWG Holdings?

If you were a customer of Centaurus Financial who bought the hype over GWG Holdings’ now-defunct L-Bonds, you’re not alone. More than 27,000 investors believed their broker when they said L-Bonds were a solid investment with good returns. Silver Law Group may be able to help you recover your investment…

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Silver Law Group Continues To Secure Arbitration Awards For GWG L-Bonds Investors

In November, 2023, Silver Law Group, achieved one of the earliest significant victories for a GWG L-Bonds investor against a brokerage firm. Since then, Silver Law Group has continued to help L-Bonds investors recover their losses. Following the collapse of GWG Holdings, investors holding illiquid L-Bonds find themselves with significant…

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Silver Law Group Continues to Investigate Potential Claims Against Stifel Nicolaus Broker Chuck Roberts

Silver Law Group is actively investigating potential claims involving Stifel, Nicolaus broker Chuck Roberts (CRD# 2064602), a financial advisor currently employed with Stifel, Nicolaus & Company, Inc. with offices located in New York, NY and Miami Beach, FL. Roberts is currently the subject of sixteen customer-initiated arbitrations filed with the…

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Stifel Nicolaus Broker Chuck Roberts Subject Of 19 Investor Claims For Mishandling Investments

Stockbroker and financial advisor Chuck Roberts is the subject of sixteen pending investor complaints, according to Roberts’ FINRA record. Since 2016, Roberts has been employed by and registered with brokerage firm Stifel, Nicolaus & Company, Inc. with offices in New York, New York and Miami Beach, Florida. According to his…

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Stifel, Nicolaus & Company Broker Chuck Roberts Subject Of FINRA Arbitration Claims

Silver Law Group is investigating investor claims involving Stifel, Nicolaus & Company broker Chuck Roberts, who is currently the subject of sixteen investor complaints relating to mishandling of investors’ portfolios. Roberts, a Stifel, Nicolaus & Company broker since 2016, catered primarily to clients in Miami, Florida and New York, New…

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FINRA Bars Broker Gianluca De Berardinis

Gianluca De Berardinis (CRD: 4893776) is a formerly registered broker last employed with Morgan Stanley Wealth Management (CRD# 149777) of New York, NY. He was previously employed briefly with Quad Capital, LLC (CRD# 148927), also of New York. He has been in the industry since 2012. De Berardinis failed to…

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