David Burke has been barred by FINRA.
David Burke failed to respond the requests from FINRA for information, and as a result has been permanently barred from the securities industry. Accused of selling away, which means that Burke solicited clients to purchase securities not held or offered by his member firm, his alleged damages are in excess of $195k.
Burke’s employment history includes Shearson Financial Services in Boca Raton, Florida, where he was employed from October 2011 to November 2014. He also worked for Sunbelt Securities in Houston, Texas, LF Financial in Boca Raton, Florida, Capstone Investments in San Diego, California, and Carolina Capital Markets in Chapel Hill, North Carolina.
He worked at several other firms in cities around the United States, and his experience dates back to 1994.
If Burke was your financial advisor or you would like to learn more about the allegations against him, you can access his complimentary BrokerCheck report.
In addition, if you have lost money at the hands of a trusted advisor or you suspect that your broker may be involved in unscrupulous behavior, it is recommended that you learn your rights and that you get in touch with an experienced securities attorney.
The attorneys at Silver Law Group are leaders in the field of FINRA and securities arbitration. We represent individual and institutional investors across the United States that have lost money at the hands of a trusted financial advisor. Our services are provided on a contingency-fee basis, which means we are only compensated if there is a recovery of losses. For more information, contact us for a complimentary consultation.