According to FINRA Disciplinary actions for March 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Eric Abrahams | Burch & Company, Inc. |
| Stillwater Structured Finance, LLC | |
| Ronny Acluche | Citizens Securities, Inc. |
| Morgan Stanley | |
| Mark Adams Sr. | Ameriprise Financial Services, Inc. |
| Banc of America Investment Services, Inc. | |
| Omer Ali-Taha | BB&T Investment Services, Inc. |
| Fairfax Wealth, LLC | |
| John Baron | Morgan Stanley |
| J.P. Morgan Securities LLC | |
| Antonio Costanzo | Titus Rockefeller, LLC |
| IFS Securities | |
| Peter Ingraham | Morgan Stanley |
| UBS Financial Services Inc. | |
| Bruce Katz | Gilford Securities Incorporated |
| Raymond James & Associates, Inc. | |
| Andrew Mandala | Burch & Company, Inc. |
| Stillwater Structured Finance, LLC | |
| Steve Morris | Wynston Hill Capital, LLC |
| Halcyon Cabot Partners, Ltd. | |
| Donald Padilla | National Securities Corporation |
| Kestra Investment Services, LLC | |
| Thomas Polston | Stifel, Nicolaus & Company, Incorporated |
| Advest, Inc. | |
| Virgil Richmond II | Wells Fargo Clearing Services, LLC |
| J.P. Morgan Securities LLC | |
| Matthew Siliato | Wynston Hill Capital, LLC |
| Spartan Capital Securities, LLC | |
| Steven Thrush | Summit Brokerage Services, Inc. |
| Cambridge Investment Research, Inc. | |
| John Wyshak | Raymond James & Associates, Inc. |
| Wedbush Securities Inc. |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Our lawyers have extensive experience collecting FINRA arbitration awards, prevailing on Motions to Vacate FINRA arbitration awards and using various collection efforts to enforce FINRA awards after they are received.