According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Ajayi, Emmanuel | JP Morgan Securites LLC |
| HSBC Securities (USA) Inc | |
| Arts, Christopher | Scarsdale Equities LLC |
| Leeb Brokerage Services | |
| Bennett, Jamie | Silber Bennett Financial Inc |
| Silver Portal Capital LLC | |
| Bishop, Tywan | Charles Schwab & Co |
| E Trade Securities | |
| Borja, Mauricio | Allstate Financial Services |
| Encino, Stephen | NY Life Securities |
| Freeman, Michael | Spartan Capital Securities |
| Legend Securities | |
| Fries, Scott | Transamerica Financial Advisors, Inc |
| NYLife Securities | |
| Mannera, Samuel | Wells Fargo Clearing Serivces |
| Merrill Lynch, Pierce, Fenner and Smith Inc | |
| Navarre, Michael | Farmers Financial Solutions, LLC |
| NY Life Securities LLC | |
| Oplinger, Todd | IFS Securities |
| Ridgeway & Conger | |
| Persaud, Karishma (Susy) | |
| Rangel, Jesse | TD Ameritrade |
| Morgan Stanley | |
| Ricker, Gregory | Westpark Capital, Inc |
| National Securities Corp | |
| Thrush, Steven | Summitt Brokerage Services, Inc |
| Cambridge Investment Research, Inc | |
| Washington, Robert |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.