According to FINRA Disciplinary actions for December 2015, the following individuals were revoked from FINRA for failing to pay fines and/or costs pursuant to FINRA rules:
|
NAME |
FORMER EMPLOYERS |
| Richard Dwayne Blair | Wealth Solutions, Inc. |
| IMS Securities, Inc. | |
| Eul Hyung Choi | SH Investment & Securities |
| Hanmi Asset Securities, Inc. | |
| Gary Mark Giblen | R.F. Lafferty & Co., Inc. |
| Petersen Investments, Inc. | |
| Clavin Burchard Grigsby | Securities Capital Brokerage, Inc. |
| Grigsby & Associates, Inc. |
Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.