According to FINRA Disciplinary actions for April 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Russell Andrew Carbonara | Pinebridge Securities, LLC |
| Aria Capital Advisors, LLC | |
| Roger Briggs Coe, Jr. | Gate US, LLC |
| Zealous Capital Markets, LLC | |
| Jerrid Jemal Douglas | Barclays Capital Inc. |
| Citigroup Global Markets, Inc. | |
| Terry Lee Haggerty | Penvest Securities, Inc. |
| BB Graham & Company, Inc. | |
| Mark David Holt | Harbour Investments, Inc. |
| Geneos Wealth Management, Inc. | |
| Pil Sang Hwang | Wells Fargo Advisors, LLC |
| Phillips & Company Securities | |
| Robert John Matarazzo, Jr. | Waddell & Reed, Inc. |
| New England Securities | |
| James Kenneth Maurice | Wachovia Securities, LLC |
| A.G. Edwards & Sons, Inc. | |
| Bahram Mirhashemi | Accelerated Capital Group |
| Ameriprise Financial Services, Inc. | |
| Charles J. Moore | Achilles Securities, LLC |
| Crucible Capital Group, Inc. | |
| Joshua James Nanci | Foreside Fund Services, LLC |
| Aria Capital Advisors, LLC |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.