According to FINRA Disciplinary actions for April 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Timothy Crowley | J.P. Morgan Securities LLC |
| Chase Investment Services Corp | |
| David Del Rio | LPL Financial LLC |
| Suntrust Investment Services, Inc. | |
| Christian Evans | Morgan Stanley |
| Highland Capital Funds Distributor, Inc. | |
| Mary Frassetto | Thrivent Investment Management Inc. |
| Jennifer Holmes | Voya Financial Advisors, Inc. |
| ING Financial Partners,Inc. | |
| Yee Yee Htwe | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
| Farmers Financial Solutions, LLC | |
| Randy Jackson | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
| E*Trade Securities LLC | |
| Scott Levine | Craft Capital Management LLC |
| PHX Financial, Inc. | |
| Megan McAlinden | |
| Hiep Quoc Nguyen | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
| Citizens Securities, Inc. | |
| Grizelle Perez | USCA Securities LLC |
| Sanders Morris Harris LLC | |
| Michael Spyrka | Hold Brothers Capital LLC |
| Koyote Trading LLC | |
| Jason Wilk | Worden Capital Management LLC |
| Craft Capital Management LLC | |
| John Wyshak | Raymond James & Associates, Inc. |
| Wedbush SecuritiesInc. |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call toll free at (800) 975-4345 or email ssilver@silverlaw.com to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.