According to FINRA Disciplinary actions for January 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| William Walter Almond | Morgan Stanley |
| New England Securities | |
| William Austin Bailey | Next Financial Group, Inc. |
| Mutual Service Corporation | |
| Brian Michael Berger | Newbridge Securities Corporation |
| Metlife Securities Inc. | |
| Joseph Craig Buchanan | Morgan Stanley Smith Barney |
| UBS Financial Services Inc. | |
| George William Carris | John Carris Investments LLC |
| Brockington Securities, Inc. | |
| Maurice Joseph Chelliah | Evolve Securities, Inc. |
| World Group Securities, Inc. | |
| Anthony Diaz | IBN Financial Services, Inc. |
| Sandlapper Securities, LLC | |
| Michael Harris Lauer | J.P. Morgan Securities LLC |
| Morgan Stanley | |
| Anthony Locantore | ING Financial Partners, Inc. |
| SII Investments, Inc. | |
| Wilhelm Nash | UBS Financial Services Inc. |
| Credit Suisse Securities (USA) LLC | |
| Peter Andrew Reinhart | Ameriprise Financial Services, Inc. |
| Wells Fargo Advisors Financial Network, LLC | |
| Chad Herschel Samuel | Wells Fargo Advisors, LLC |
| Morgan Stanley Smith Barney | |
| Charles Vaccarro | F1 Trading.com, Inc. |
| Greenway Capital Corp. |
Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.