According to FINRA Disciplinary actions for December, 2014, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Joshua Robinson Ballinger | Fifth Third Securities, Inc. |
| Banc One Securities Corporation | |
| Patrick Ryan Bray | Newbridge Securities Corporation |
| UBS Financial Services Inc. | |
| Jason Robert Buscaglia | Merrill Lynch, Pierce, Fenner & Smith Inc. |
| Morgan Stanley Smith Barney | |
| Joel William Carlson | Sagepoint Financial, Inc. |
| Sunamerica Securities, Inc. | |
| Charles Barnett Davis, Jr. | Peak Brokerage Services, LLC |
| Cape Securities Inc. | |
| Turker Ergun | Merrill Lynch, Pierce, Fenner & Smith Inc |
| Banc of America Investment Services, Inc . | |
| Derek Ryan Forrest | Morgan Stanley |
| Wells Fargo Advisors, LLC | |
| Lauren Gail Ganz | U.S. Bancorp Investments, Inc. |
| Raymond James Financial Services, Inc. | |
| Gregory Evan Goldstein | Marguis Financial Services, Inc. |
| Benson York Group, Inc. | |
| William Eric Hopkins, Sr. | Wells Fargo Advisors, LLC |
| Suntrust Investment Services, Inc. | |
| David Scott Isolano | Max International Broker/Dealer Corp. |
| Secwest Securities, Inc. | |
| Matthew Thomas Kane | CCO Investment Services Corp. |
| Santander Securities LLC | |
| Florence Rosenthal Klein | American Classic Financial Company |
| Gruntal & Co. Inc | |
| Brian Joseph Merrigan | Wells Fargo Advisors, LLC |
| Bancwest Investment Services, Inc. | |
| Edward Thomas Murphy | Wells Fargo Advisors Financial Network, LLC |
| Morgan Stanley DW Inc. | |
| Gurudeo Sukul Persaud | Money Concepts Capital Corp |
| Frank Anthony Quatararo, Jr. | Gilford Securities Incorporated |
| Wells Fargo Advisors, LLC | |
| Anthony John Salino | Buckman, Buckman & Reid, Inc. |
| Mercer Capital Ltd. | |
| Joseph Jared Sanchis | Morgan Stanley |
| Wells Fargo Advisors, LLC | |
| Brian Simone | Salomon Whitney LLC |
| Banc of America Investment Services, Inc. | |
| Steven John Simone | Salomon Whitney LLC |
| Westrock Advisors, Inc. | |
| Jeremy Gerald Tintle | Oppenheimer & Co. Inc. |
| Morgan Keegan & Company, Inc. |
Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.