According to FINRA Disciplinary actions for June 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
|
NAME |
FORMER EMPLOYERS |
| Daniel Harry Curkan | Sigma Financial Corporation |
| Morgan Stanley | |
| Diaz, Anthony | IBN Financial Services, Inc |
| Sandlapper Securities, LLC | |
| Brandon Avery Duncan | Royal Alliance Associates, Inc |
| Raymond James & Associates, Inc. | |
| Timothy Stephen Fannin | UBS Financial Services Inc. |
| Merrill Lynch, Pierce, Fenner & Smith Inc | |
| Michael P. Gopie | AXA Advisors, LLC |
| Merrill Lynch, Pierce, Fenner & Smith Inc | |
| Louis Karl Kittlaus | Wall Street Strategies, Inc |
| Edwin C. Blitz Investments, Inc | |
| Michael Scott Lavolpe | Meyers Associates, LP |
| Robert M Marks Jr. | Cape Securities Inc. |
| Synergy Investment Group, LLC | |
| Michael James McGraw | Morgan Stanley |
| Wells Fargo Advisors, LLC | |
| Curtis Dean Milakovich | Kovack Securities Inc. |
| Lincoln Investment | |
| Matthew Jacob Paparazzo | Wells Fargo Clearing Services, LLC |
| J.P. Morgan Securities LLC |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Our lawyers have extensive experience collecting FINRA arbitration awards, prevailing on Motions to Vacate FINRA arbitration awards and using various collection efforts to enforce FINRA awards after they are received.