According to FINRA Disciplinary actions for July 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Robert Joseph Altemus | Merrill Lynch, Pierce, Fenner & Smith Inc |
| Citigroup Global Markets Inc. | |
| Michael Britt Doyle | Sanctuary Securities, LLC |
| UBS Financial Services Inc. | |
| Richard Lee Ewalt | BB&T Investment Services Inc. |
| Securities America, Inc. | |
| John Fairfield | Wells Fargo Advisors, LLC |
| Chase Investment Services Corp. | |
| George John Gilbert | Allied Beacon Partners, Inc. |
| Community Bankers Securities, LLC | |
| Brendan O’Connell | Merrill Lynch, Pierce, Fenner & Smith Inc. |
| UBS Financial Services Inc. | |
| Warren Marc Rockmacher | Investacorp, Inc. |
| Chase Investment Services Corp. | |
| Terry Gerard Roussel | Pacific Cornerstone Capital Incorporated |
| Private Investors Equity Group | |
| Jonathan Michael Sheklow | Rockwell Global Capital LLC |
| Global Arena Capital Corp |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.