According to FINRA Disciplinary actions for March 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Michael David Charest | Citizens Securities, Inc. |
| CCO Investment Services Corp. | |
| William Thomas Eaton | LPL Financial LLC |
| Wells Fargo Advisors, LLC | |
| Jason Francis Edwards | J.P Morgan Securities LLC |
| SII Investments, Inc. | |
| Wayne Fitzgerald Ford | Salomon Whitney Financial |
| Rockwell Global Capital LLC | |
| Robert M. Hirsch | T3 Trading Group, LLC |
| UBS Financial Services Inc. | |
| Arthur Kenneth King IV | First Empire Securities, Inc. |
| Stifel, Nicolaus & Company, Inc. | |
| Nicholas McCauley Messore | LPL Financial LLC |
| Morgan Stanley Smith Barney | |
| Andrew Joseph Niehus | ULU Capital, LLC |
| Raymond James & Associates, Inc. | |
| William A. Van Ormer III | Voya Financial Advisors, Inc. |
| Suntrust Investment Services, Inc. | |
| Darin Richard Pastor | Courtlandt Securities Corporation |
| Capstone Affluent Strategies |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.