This is the fourth complaint filed against the Raymond James broker Martin “Skip” Waldman of Boca Raton, Florida.
Boca Raton broker Martin Waldman now faces yet another client complaint. In his 13 years in the securities industry, Waldman has several reported disclosure events on his professional track record.
Waldman has been registered with and employed by the Boca Raton, Florida, office of Raymond James & Associates, Inc. since May of 2009. Prior to that, Waldman was registered with Vision Investment Services, Inc. and Northern Trust Securities, Inc., both located in Boca Raton.
This most recent customer complaint, received in August 2015, alleges that Waldman is guilty of overconcentration, suitability, breach of fiduciary duty, negligence, and breach of contract. The alleged damages are unspecified at this time.
Prior customer complaints include:
- Failure to follow instructions (January 2014)
- Lack of contact regarding accounts (December 2008)
- Unauthorized trading and inconsistency with investment objectives (April 2008)
Silver Law Group is interested in hearing your experience with Martin Waldman, or any financial advisor that may have mishandled your investments. Our attorneys are industry leaders in securities arbitration, representing individual and institutional investors across the United States. Unless there is a recovery, there is no fee. Learn your rights and potentially recover your losses today.