According to FINRA Disciplinary actions for May 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Dmitry Borochin | Wells Fargo Advisors, LLC |
| Chase Investment Services Corp. | |
| Randy Lee Bostick | Janney Montgomery Scott LLC |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | |
| Jinesh Pravin Brahmbhatt | Success Trade Securities, Inc. |
| LPL Financial Corporation | |
| Thomas Andrew Buckley | Wells Fargo Advisors, LLC |
| Citigroup Global Markets Inc. | |
| Robert Chan | Western International Securities, Inc. |
| US Bancorp Investments, Inc. | |
| Rodney Clyde Cochran | Mutual of Omaha Investors Services, Inc. |
| Kenneth Alan Comstock | Wells Fargo Advisors, LLC |
| Wells Fargo Investments, LLC | |
| Jaime Xavier Coronado | Nelsonreid, Inc. |
| Wamu Investments, Inc. | |
| Brandon Matthew Cortez | Wells Fargo Advisors, LLC |
| Edward Jones | |
| Canela Nicole Greenwood | UBS Financial Services Inc. |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | |
| Michael Dennis Hampton | LPL Financial LLC |
| Ameriprise Financial Services, Inc. | |
| Osi Trevor Isaacs | Brookstone Securities, Inc. |
| Reid & Rudiger LLC | |
| Karen Suzanne Kane | Money Concepts Capital Corp |
| OneAmerica Securities, Inc. | |
| Aric Ellis Kent | Wells Fargo Advisors, LLC |
| Wells Fargo Investments, LLC | |
| Michael Van Lynch | Northwestern Mutual Investment Services, LLC |
| Direct Capital Securities, Inc. | |
| Rhonda Janeen Matthews | Prospera Financial Services, Inc. |
| Wells Fargo Advisors Financial Network, LLC | |
| Geoffrey Weber Murvin | Voya Financial Advisors, Inc. |
| Ameriprise Financial Services, Inc. | |
| Thomas Wayne Ottman | Advanced Advisor Group, LLC |
| Benjamin F. Edwards & Company, Inc. | |
| Markel Dashiell Petty | Direct Capital Securities, Inc. |
| Arra Poghossian | Scottrade, Inc. |
| TD Ameritrade, Inc. | |
| Travis Sherwood Shannon | Morgan Stanley |
| Morgan Stanley & Co. Inc. | |
| Gregory Alan Townes | Foresters Equity Services, Inc. |
| Questar Capital Corporation | |
| Kristin A. Tuchman | Ameriprise Financial Services, Inc. |
| Morgan Stanley Smith Barney |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.