Silver Law Group is investigating the Parking REIT after the company ceased paying its shareholders dividends and distributions. If you’ve invested in the Parking REIT or its affiliates, we may be able to help you recover your money. The Parking REIT’s and its CEO’s Background The Parking REIT was formerly…
Securities Arbitration Lawyers Blog
The Parking REIT, f/k/a the MVP REIT and MVP REIT II, Under Investigation After It Suspends Dividend Payments
Silver Law Group is investigating the Parking REIT after the public, non-traded REIT suspended cash distributions and stock dividends to its shareholders. If you’ve invested in the Parking REIT or its affiliates, we may be able to help recover some of your money. The Parking REIT Ceases Distributions and Dividends…
Margin Calls: The Dangers of High Risk
If you’ve been investing for any length of time, you’ve probably at least heard of something called a “margin account” or a “margin call.” If you’ve never had this kind of account, don’t open one until you should do some careful research and understand exactly what it is. Even if…
Colorado Investigates California-Based Peter Gerhard Klaas For High Risk Trading, Seeking License Revocation
Peter Gerhard Klaas (CRD# 2381681) is currently registered as a broker and investment advisor, and is employed at El Segundo, CA-based Cetera Advisor Networks since 05/2017. He is registered with Cetera in both Murray, UT and Las Vegas, NV, and licensed in Arizona, Idaho, Nevada and Utah. Klaas was previously…
Elder Financial Fraud Alert: Scrutinize Brokers Using a Senior Designation in Their Titles
Why this may just be a marketing ploy It is quite possible that your broker or financial advisor has an impressive-sounding title that indicates expertise managing the accounts of older investors – something like Senior Specialist. This, in fact, could be one of the reasons why you chose him or…
Silver Law Group is Investigating Gary Adkin of Stifel, Nicolaus & Company
Gary Adkin (CRD# 3084484) is the subject of a pending customer dispute alleging $1,550,000 in damages. Adkin has been with the Palm Beach, Florida office of Stifel, Nicolaus & Company since 2015. He was previously registered with Barclays Capital, also located in Palm Beach. Silver Law Group is a South…
SEC Investigation Of Morgan Stanley And Puerto Rico Bond Investments
When Hurricane Maria landed in Puerto Rico, it caused devastation to the island’s infrastructure, crops, homes and power grid that will take many years to repair. But the damages to Puerto Rico include losses in municipal bonds and the mutual funds that hold them, which were close to default even…
Registered Individuals Suspended by FINRA in March 2018 for Failure to Comply with FINRA Rules
According to FINRA Disciplinary actions for March 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Kean Lynn Bouplon Morgan Stanley Merrill Lynch, Pierce, Fenner &Smith Inc. Craig…
In March 2018, FINRA Suspends Registered Individuals for Violations of FINRA Rules
According to FINRA Disciplinary actions for March 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Benjamin Glasser…
FINRA Bars Registered Individuals in March 2018 for Violations of FINRA Rules
According to FINRA Disciplinary actions for March 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Jesse Baker…