Securities Arbitration Lawyers Blog

Silver Law Group continues to investigate investments in oil, gas, and energy companies made by clients through master limited partnerships (“MLPs”) at the recommendation of their brokers. As a result of high oil prices over the past few years, there has been a heightened interest in investments in oil and…

He allegedly stole almost $300,000 from an elderly client Earlier this month, Roger Kroeger was arrested in Broward County on several charges after a former client of his accused him of stealing $290,000 from her investment account. Kroeger had been an advisor with INVEST Financial Corporation in Fort Lauderdale. The…

The Silver Law Group and the Law Firm of David Chase have announced their joint investigation into allegations that Fort Lauderdale, Florida based Invest Financial Corporation broker Roger Kroeger made improper loans from a customer account to a family members and/or misappropriated customers funds.  Invest Financial Corporation terminated Kroeger on…

Clint H. Stoffels CRD# 5891072 Silver Law Group is investigating former Dallas, Texas UBS Financial Services broker Clint H. Stoffels after a client filed a FINRA complaint alleging unsuitable options investments, churning and misrepresentation. According to FINRA’s BrokerCheck report on Stoffels, a client filed a FINRA complaint in May of…

Ricardo F. Guimares CRD#5442981 Silver Law Group is investigating Miami, New Florida-based Wells Fargo broker Ricardo Guimares after a customer complaint alleging unsuitable investment advice. According to FINRA’s BrokerCheck report on Guimares, a complaint was received in August of 2017 relating to his time at Wells Fargo that alleged unsuitable…

Jeffrey S. Thompson CRD#4602601 Silver Law Group is investigating Lake Wales, Florida-based LPL Financial broker Jeffrey Thompson following a customer complaint alleging unauthorized investment activity and unsuitable investment recommendations. According to FINRA’s BrokerCheck report on Thompson, a complaint was received in August of 2017 alleging that Thompson had provided unsuitable…

Harold J. Lauber CRD#2001512 Silver Law Group is investigating Naples, Florida-based Herbert J. Sims & Co broker Harold Lauber, after a customer allegation of unsuitable investment recommendations was received by FINRA. According to FINRA’s BrokerCheck report on Lauber, a complaint was filed in August of 2017 alleging that during his…

Scott L. Silver is the managing partner of Silver Law Group, a nationally recognized law firm with offices conveniently located in New York and Florida representing aggrieved investors worldwide to recover their investment losses. Scott has received a Martindale Hubbell Preeminent “AV” Rating, the highest ratings given for general ethical…

Felipe N. Arrieta CRD#4142123 Silver Law Group is investigating Miami, Florida-based Dakota Securities International broker Felipe Arrieta following a customer complaint alleging unauthorized trading, breach of fiduciary duty and breach of contract in customers’ accounts. According to FINRA’s BrokerCheck report on Arrieta, a complaint was received in April of 2017…

Christopher D. Sinkula CRD#2001512 Silver Law Group is investigating former Stuart, Florida-based Janney Montgomery Scott LLC broker Christopher Sinkula, after a customer allegation of misrepresentation and unsuitable recommendations were received by FINRA. According to FINRA’s BrokerCheck report on Sinkula, a complaint was filed in July of 2017 alleging that during…