A National Securities Arbitration & Investment Fraud Law Firm
Daniel Beech (Daniel Keith Beech CRD# 6169844) is a registered broker and investment advisor currently employed with Innovation Partners LLC (CRD# 146344) of Charlotte, NC. His previous employers were Western International Securities (CRD# 39262) of Westlake Village, CA, Independent Financial Group, LLC (CRD# 7717) of Sherman Oaks, CA, and Royal…
Silver Law Group Founder and securities law attorney Scott Silver was recently interviewed about a case in which an elderly Florida resident and Holocaust survivor living in Manhattan was scammed out of more than $2.8 million. Thirty-six year old Peaches Stergo of Championsgate, FL, was arrested in January after a…
Caz Craffy (CRD# 5222223, a/k/a Carz Levinski Craffey) is a former broker last employed with Monmouth Capital Management LLC (CRD#:290248) of Point Pleasant Beach, NJ. His previous employers include Newbridge Securities Corporation (CRD#:104065) and National Securities Corporation (CRD#:7569) of Morristown, NJ, and Joseph Gunnar & Co. LLC (CRD#:24795) of Staten…
According to FINRA Disciplinary actions for February 2023, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Eugene Bartley III J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith…
According to FINRA Disciplinary actions for February 2023, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Albert Aviles…
According to FINRA Disciplinary actions for February 2023, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by…
Last year’s drop in cryptocurrency had far-reaching implications for the entire industry, including one New York-based exchange, Celsius. Silver Law Group is investigating claims against various third parties for knowingly assisting Celsius fraudulent activities. On Thursday, January 5, 2023, New York State’s Attorney General Letitia James filed a civil lawsuit…
While the financial world has been focused on the FTX case and all the involved parties, another cryptocurrency drama has unfolded with less fanfare. Silver Law Group represents Celsius account holders in potential claims for return of their money. Jason Stone, a former investment manager and founder of KeyFi, has…
A broker and his investment firm in Wausau, WI has been charged by the SEC after he was barred last year for defrauding clients. Anthony B. “Tony” Liddle, (CRD# 5478479) and his company, Prosper Wealth Management, convinced at least 13 of his clients to invest money in L-Bonds sold by…
Charles Malico (Charles Vincent Malico CRD# 1507282) is a previously registered broker whose last known employer was Network 1 Financial Securities Inc. (CRD#:13577) of Huntington Station, NY. His previous employers include MidAmerica Financial Services, Inc. (CRD#:47351, expelled by FINRA on 5/10/2016), Global Arena Capital Corp (CRD#:16871, expelled by FINRA on…