A National Securities Arbitration & Investment Fraud Law Firm
Silver Law Group is investigating Kingwood, Texas-based brokerage firm D.H. Hill Securities, LLLP (CRD# 41528) (“D.H. Hill”) after FINRA sanctioned the firm for its conduct concerning the firm’s role as underwriter of a real estate investment trust (“REIT”). D.H. Hill Securities Enters into a Settlement with FINRA D.H. Hill entered…
Silver Law Group is investigating Greensboro, North Carolina-based Ameritas Investment Corp. (CRD# 14869) broker Alonza Barnett Jr (CRD# 4577695) after FINRA barred him and a customer brought a complaint alleging $1.75 million in damages. Barnett’s CRD Report According to Barnett’s FINRA BrokerCheck report, FINRA barred Barnett in March 2017 after…
Silver Law Group is investigating former South Florida-based Raymond James & Associates, Inc. (CRD# 705) broker Leon P. Rehak (CRD# 2331058) after a customer brought a FINRA arbitration complaint alleging over half a million dollars in damages. According to Rehak’s FINRA BrokerCheck report, a customer of Rehak filed a FINRA…
Silver Law Group is investigating former New York-based Joseph Stone Capital L.L.C. (CRD# 159744) broker David G. Menashe (CRD# 5727269) after the State of Montana sanctioned him for excessive and unauthorized trading. Menashe’s CRD Report and the Montana Regulatory Decision According to Menashe’s FINRA BrokerCheck report, the Office of the…
Binaryoptionfraudattorneys.com CFTC’s RED List Binary Options fraud is on the rise in recent years as regulators and government agencies continue to receive hundreds of complaints with damages totaling in the millions of dollars in the United States alone. The U.S. Commodity Futures Trading Commission (“CFTC”) has issued a Fraud Advisory…
Binaryoptionlosses.com Binary Options Fraud Binary Options fraud is on the rise in recent years as regulators and government agencies continue to receive hundreds of complaints with losses totaling in the millions of dollars in the United States alone. The U.S. Commodity Futures Trading Commission (“CFTC”) has issued a Fraud Advisory…
Binaryoptionlossattorneys.com Binary Options Fraud Binary Options fraud is on the rise in recent years as regulators and government agencies continue to receive hundreds of complaints with losses totaling in the millions of dollars in the United States alone. The Federal Bureau of Investigation (“FBI”) issued a news release and the…
Koltun has been reportedly over-concentrating accounts on Puerto Rico bonds Samuel Kluft Koltun has received a number of Financial Industry Regulatory Authority (FINRA) disclosures lately. From October 2015 to September of 2016, the broker received four customer complaints, and they all had one thing in common: Puerto Rico. Currently registered…
Shawn E. Burns CRD# 3138114 Silver Law Group is currently investigating former New York-based Salomon Whitney Financial broker Shawn E. Burns for three pending FINRA arbitrations. According to Burns’s FINRA BrokerCheck report, he has three pending FINRA arbitrations that include allegations of; unsuitable recommendations, failure to supervise, fraud, breach of…
What is the duty of a fiduciary? A recent case involving a broker-dealer firm in Puerto Rico is raising the issue According to the Uniform Securities Act of Puerto Rico, broker-dealers and investment advisors in the commonwealth “must observe the highest standards of fiduciary duty toward their customers and clients.”…