What do you do if you’re a citizen of a foreign country and a broker in the US sold you securities that weren’t the solid investment they claimed? The securities law attorneys at Silver Law Group are preparing to act against those brokers and broker-dealers who were involved. These individuals…
Securities Arbitration Lawyers Blog
Northstar Financial Services Bermuda
Investors are interested in safe investments that can protect their assets and help them grow. Many investors outside of the US were directed to a Bermuda-based company called Northstar Financial Services (Bermuda). Frequently sold by US-based brokers, their products offered alleged high commissions with additional incentives to brokers and broker-dealers…
SEC Issues Warning Regarding Cryptocurrency
Since the beginnings of Bitcoin in 2009 as form of currency, cryptocurrency has been a mysterious investment to all except those who truly understand how it all works. But many investors, interested in “getting in on the ground floor,” have found themselves losing their crypto investments. Many people have heard…
FINRA Suspends Broker Christopher Eriksson
Christopher Eriksson (Christopher Thomas Eriksson CRD# 2487298) is a previously registered broker and investment advisor whose last known employment was with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) in Wayzata, Minnesota. His previous employers were Wachovia Securities, LLC, (CRD#:19616) of St. Louis MO, and Prudential Securities Incorporated (CRD#:7471) of…
FINRA Suspends Broker Christopher Polinaire
Christopher Polinaire (Christopher Edward Polinaire CRD# 4330879) is a previously-registered broker whose last employer was Network 1 Financial Securities Inc. (CRD#:13577) of Hauppage, NY. His prior employers include Arive Capital Markets (CRD#:8060) of Ronkonkoma, NY, First Standard Financial Company, LLC (CRD#:168340) of Garden City, NY, and Rockwell Global Capital LLC…
FINRA Suspends Broker Todd Seymour For Outside Business Activities
Todd Seymour (Todd Michael Seymour CRD# 3249733) is a previously registered broker and currently registered investment advisor last employed with Raymond James Financial Services, Inc. (CRD# 6694) of Clearwater, FL. He has one prior employer, Morgan Stanley (CRD#:149777), also of Clearwater, where he began his career in 2014. Seymour’s CRD…
Sevag Haddadian Barred After Ignoring FINRA Requests For Info
Sevag Haddadian (Sevag Raffi Haddadian CRD# 3249290) is a previously registered broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Brea, CA. He was previously employed by three divisions of Morgan Stanley (CRDs: #149777, #8209, and #7556), also of Brea. He has been…
TD Bank Settles Lawsuit Over Stanford Financial Group Ponzi For $1.2B
When a Ponzi scheme is finally uncovered and stopped, many wonder how it could continue without anyone noticing something was wrong. Do banks that handle fraudulent transactions have any internal processes, or do they simply look the other way? In a long-standing case beginning in 2009, banks that facilitated transactions…
Broker Daniel Beech Subject Of 18 Customer Disputes Totaling $1.8M, Along With FINRA Regulatory Actions
Daniel Beech (Daniel Keith Beech CRD# 6169844) is a registered broker and investment advisor currently employed with Innovation Partners LLC (CRD# 146344) of Charlotte, NC. His previous employers were Western International Securities (CRD# 39262) of Westlake Village, CA, Independent Financial Group, LLC (CRD# 7717) of Sherman Oaks, CA, and Royal…
Scott Silver Interviewed By Fox 35 For Elder Fraud Romance Scam
Silver Law Group Founder and securities law attorney Scott Silver was recently interviewed about a case in which an elderly Florida resident and Holocaust survivor living in Manhattan was scammed out of more than $2.8 million. Thirty-six year old Peaches Stergo of Championsgate, FL, was arrested in January after a…