Securities Arbitration Lawyers Blog

Shawn Good (Shawn Edward Good CRD# 2022168) is a former registered broker and investment advisor whose last known employer was Morgan Stanley (CRD#: 149777) of Wilmington, NC. His previous employers were Wells Fargo Advisors, LLC (CRD#:19616), also of Wilmington, and Charles Schwab & Co., Inc. (CRD#:5393) of San Francisco, CA.…

Philip Riposo (Philip Anthony Riposo CRD# 400056) is a former broker and investment advisor last registered with United Planners’ Financial Services Of America A Limited Partner (CRD#:20804) of Cave Creek, AZ. Previous employers include Cadaret, Grant & Co., Inc. (CRD#:10641) of New Bedford, MA, LPL Financial Corporation (CRD#:6413) of East…

The Commodities Futures Trading Commission recently issued an advisory regarding elder financial fraud in recognition of World Elder Abuse Awareness Day on June 15th. The advisory encourages elders to be on guard for scams and frauds that they may encounter, particularly on social media. The press release from the CFTC’s Office…

Christopher Passero (Christopher John Passero CRD# 2517681) is a registered broker and investment advisor who is currently registered with Money Concepts Capital Corp (CRD#: 12963) of Hurricane, West Virginia. He was previously employed with Emissary Financial Group, Inc. (CRD#:44568) of Mentor, OH, and Money Concepts Capital Corp (CRD#:12963) of Palm…

In April 2022, when GWG Holdings, Inc. filed for a Chapter 11 bankruptcy, it left 27,000 investors wondering if the “L Bonds” they were holding were now worthless. If you’re one of those investors, you may be able to recover some of your losses, but you should get an attorney…

GWG Investors around the nation are still reeling from the recent news that GWG Holdings, Inc. and some of its subsidiaries filed for a Chapter 11 bankruptcy. GWG, a financial services company, owes $1.6 billion in “L Bonds,” financial instruments that pooled the money of investors to buy life insurance…

Securitiesfraudattorneys.com is pursuing investor claims relating to the recent Chapter 11 bankruptcy filing by GWG Holdings, Inc. and some of its subsidiaries. With its web presence as Securitiesfraudattorneys.com, Silver Law Group’s attorneys are knowledgeable about both the law and facts necessary to help their clients recover their investments. GWG, a…

If you are one of the estimated 27,000 investors who purchased L Bonds from GWG, you may be unsure of how to respond to the news that GWG Holdings, Inc. and some of its subsidiaries recently filed for a Chapter 11 bankruptcy. The company is estimated to have $1.6 billion…

Silver Law Group represents investors who are facing financial losses due to the recent Chapter 11 bankruptcy filing by GWG Holdings, Inc. and some of its subsidiaries. Silver Law’s clients include those who purchased GWG’s “L Bonds,” financial instruments that GWG had created and were then sold by unscrupulous broker-dealers.…

According to FINRA Disciplinary actions for June 2022, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by…