A National Securities Arbitration & Investment Fraud Law Firm
Silver Law Group has filed a FINRA arbitration claim against Cetera on behalf of a client who invested $1 million in PB Investment Holdings Ltd. (PBIHL), a Northstar Bermuda product. East West Bank Refers Client To Cetera Our client is a retired Chinese national in her 70s who worked hard…
Christopher Bond (Christopher Edward Bond CRD# 4658534) is a registered broker and investment advisor currently employed with National Securities Corporation (CRD#: 7569) of Melville, NY. He was previously employed with Gunnallen Financial, Inc (CRD#:17609) of Tampa, FL and Ehrenkrantz King Nussbaum, Inc. (CRD#:113525, expelled by FINRA on 10/12/2012) of Melville,…
GWG L Bonds are a relatively new financial product that purportedly offers higher yields than typical publicly-traded, fixed-income bonds. These bonds have significant risk and are not like traditional corporate bonds and other conservative investments. Silver Law Group has been retained by investors to pursue securities arbitration claims against brokerage…
Jordan Whitacre (Jordan David Whitacre CRD# 5828900) is a former registered broker and investment advisor whose most recent employer was Arkadios Capital (CRD#:282710) of Anderson, SC. His previous employers were Triad Advisors LLC (CRD#:25803) and The Investment Center, Inc. (CRD#:17839), also of Anderson. He has been in the industry since…
Darryl Cohen (Darryl Matthew Cohen CRD# 2786613) is a former registered broker and investment advisor whose last known employer was Morgan Stanley (CRD#:149777) of Westlake Village, CA. His previous employers were Wells Fargo Advisors, LLC (CRD#:19616), also of Westlake Village, and Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of…
On Friday, May 13, 2022 the SEC (Securities and Exchange Commission) sued StraightPath Venture Partners LLC and its three founders in federal court alleging the Florida firm raised over $410 million with fraudulent promises to investors about private companies that may hold IPOs (initial public offerings). The civil complaint was…
Innovative Industrial Properties, Inc. (IIPR) is the subject of an investigation by Silver Law Group regarding possible violations of the federal securities laws. If you purchased shares of Innovative Industrial Properties, Inc. (IIPR), contact Silver Law Group at (800) 975-4345 or at ssilver@silverlaw.com. Innovative Industrial Properties is an internally managed…
Stronghold Digital Mining, Inc. (SDIG) is the subject of a class action lawsuit and is being investigated by Silver Law Group regarding possible violations of the federal securities laws. If you purchased shares of Stronghold Digital Mining, Inc. (SDIG), contact Silver Law Group at (800) 975-4345 or at ssilver@silverlaw.com. The…
According to FINRA Disciplinary actions for April 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Mamdoh Abas Cetera Advisor Networks LLC ProEquities, Inc. John Agostino LPL…
According to FINRA Disciplinary actions for April 2022, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Antonio Bestard…