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Securities Arbitration Lawyers Blog

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Broker Dana Vietor Of CFD Investments Subject Of Nine Claims Of Selling Away Totaling Over $5M

Dana Vietor (Dana Bruce Vietor CRD# 873129) is a previously registered broker whose last known employer was CFD Investments, Inc. (CRD#:25427) of Dallas, TX. His previous employers include Oakbridge Financial Services (CRD#:16323, expelled by FINRA in 2016) of Nisswa, MN, Cape Securities Inc. (CRD#:7072) of Irving, TX, and Allied Beacon…

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South Florida Legal Guide Again Names Silver Law Group Top Securities Fraud Law Firm

Silver Law Group has again been named a “Top Law Firm” by the South Florida Legal Guide (SFLG). The SFLG is a leading guide to the best attorneys and law firms in the South Florida region, and Silver Law Group’s recognition in the 2021 edition follows the same recognition in…

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CFTC Files Charges In $58 Million Foreign Currency Fraud And Misappropriation Scheme

Through a press release, the Commodity Futures Trading Commission (CFTC) announced the filing of an enforcement action against five individuals and five companies with misappropriation and violations of registration in connection with a scheme involving foreign currency exchanges (“forex”.) The CFCT filed the complaint in the U.S. District Court for…

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Are You The Victim Of A Romance Scam?

So-called “romance scams” proliferate, with both women and men being taken for millions of dollars every year. The Commodity Futures Trading Commission (CFTC) has issued a press release on the topic of romance scams that cultivate a “relationship” and then move in the direction of investing in a “great opportunity”…

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Wells Fargo Allegedly Manipulated FINRA Arbitration System

In this blog, we frequently discuss investors who, through no fault of their own, have lost money to unscrupulous brokers and investment advisors who mislead or defraud their clients. When an investor can’t work things out with their registered representative, the next step is frequently arbitration with the Financial Industry…

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GWG Looks For Refinancing Funding After Missing Payments To L Bonds Investors

GWG Holdings is trying to avoid bankruptcy by looking for emergency financing following the resignation of its auditor, accounting problems, and missed debt payments to L Bond investors, according to an article in the Wall Street Journal. Silver Law Group currently represents GWG L Bonds investors, and may be able…

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FINRA Bars Broker James Dunn After Multiple Allegations Of Unauthorized Trading

James William Dunn, Jr. (CRD#: 6084258) is a former registered broker and investment advisor whose last known employer was Ameriprise Financial Services, LLC (CRD#:6363) of Vienna, VA. He was previously employed with Wells Fargo Clearing Services, LLC (CRD#:19616) of Arlington, VA, and Morgan Stanley (CRD#:149777) of McLean, VA. He has…

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Broker William LeBoeuf Suspended Over Private Securities Transactions

William LeBoeuf (CRD#: 2464080, aka “William W. Le Boeuf,” “Bill LeBeouf,” “William Walter LeBeouf”) is a former broker and investment adviser whose last known employer was Cetera Advisor Networks LLC (CRD#:13572) of Beavercreek, OH. His previous employer employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Miamisburg, OH,…

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Silver Law Group Highlights SEC Bulletin On Interest-Bearing Crypto Accounts

Since its inception, multiple financial products have appeared for investors to get into cryptocurrency. Recently, Investor.gov published a bulletin describing the risks of interest bearing crypto accounts. Digital-based online currency, or cryptocurrency, is one of the hottest new investments around. But because it’s so new, not even seasoned investors necessarily…

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