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Securities Arbitration Lawyers Blog

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Silver Law Group,  Coral Springs Law Firm, Represents Victims Of Investment Fraud & Ponzi Schemes

Silver Law Group’s Coral Springs headquarters serves as home base for many of our attorneys and support staff. Scott Silver, managing partner of Silver Law Group, is licensed to practice in Florida and New York and is proud to establish a leading securities and investment fraud law firm in Coral…

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After FINRA Ban, Ron Harrison Accused Of Investment Advisory Fraud While SEC Freezes Assets

The SEC announced that it has filed a temporary restraining order against Ron Harrison (Ron K. Harrison), a former registered broker and investment advisor (CRD#: 1785805) to freeze the assets of his company, Global Trading Institute, and his girlfriend since 2017, Irina Parfyonova. She is named as a relief defendant…

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Scott Silver Interviewed By The Palm Beach Post On Seeman Holtz Monitor

Scott Silver was interviewed by The Palm Beach Post for an article about Seeman Holtz, a Boca Raton insurance company accused of swindling over 1,000 investors out of hundreds of millions of dollars with the sale of unregistered promissory notes. Seeman Holtz is alleged to be a Ponzi scheme, is…

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Adam Feierstein, Broker Formerly With Proequities And Woodbury, Barred By FINRA

Adam Feierstein (Adam S Feierstein, CRD# 6033082) is a barred broker who was last registered with Proequities Inc and Woodbury Financial Services, Inc. in Redondo Beach, California. He had been in the industry since 2011. Woodbury has been the subject of recent arbitration claims by investors who were sold GPB…

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FINRA Bars Broker Adam Belardino After Employment Termination

Adam Belardino (Adam Gerard Belardino, CRD: #5221927) is a former registered broker and investment advisor whose last known employer was MML Investors Services, LLC (CRD#:10409) of Elmsford, New York. His previous employers were MSI Financial Services, Inc. (CRD#:14251), also of Elmsford, Metropolitan Life Insurance Company (CRD#:4095) of Iselin, New Jersey,…

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Caution Urged With Digital Asset And Cryptocurrency Investments

The Securities And Exchange Commission recently released a bulletin on their investor website warning about frauds that incorporate digital assets and cryptocurrency into their scams. Investing in cryptocurrency such as Bitcoin, Litecoin, Ethereum, and other so-called “digital assets” are a truly 21st Century way to invest. For someone who is…

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FINRA Bars John Edgar Simmons, Jr. After Allegations Of Engaging In A Private Securities Transaction

John Edgar Simmons, Jr. (CRD: #4878890) is a former registered broker and insurance advisor whose last known employer was LPL Financial LLC (CRD#:6413) of Gulf Breeze, FL. He was previously employed with Investors Capital Corp. (CRD#:30613) of Pensacola, FL, LPL Financial in McMinnville, TN, and Edward Jones (CRD#:250), also of…

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FINRA Bars Broker Jeffrey Warren After Client Gift Raises Questions

Jeffrey Warren (CRD:#2707969) is a former registered broker whose last known employer was Oppenheimer & Co. Inc. (CRD#:249) of Boca Raton, FL. He was previously employed with Wachovia Securities, LLC (CRD#:19616), also of Boca Raton, UBS Financial Services Inc. (CRD#:8174) of Weehawken, NJ, and Prudential Securities Incorporated (CRD#:7471) of New…

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First High-School Education Group (FHS) Subject Of Investigation For Possible Securities Laws Violations

First High-School Education Group (FHS) is being investigated by Silver Law Group regarding possible violations of the federal securities laws. If you purchased shares of First High-School Education Group (FHS), contact Silver Law Group at (800) 975-4345 or at ssilver@silverlaw.com. First High-School Education Group is a Chinese company that is…

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Broker Edward Turley Barred by FINRA Following Multiple Disputes

Edward Turley (CRD# 1872294, a/k/a “Edward L Turley,” Ed Turley,” “Edward Lawrence Turley,”) is a previously-registered broker and investment adviser who last worked for JP Morgan Securities (CRD#: 79) of San Francisco, California. Turley was previously registered with Lehman Brothers, CS First Boston Corporation, and Morgan Stanley & Co. Inc.,…

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