Securities Arbitration Lawyers Blog

Did you purchase GWG Holdings’ L-Bonds through your broker at Dempsey Lord Smith before they declared bankruptcy in April of 2022? If so, you may realize that recovery of your principal is in jeopardy, and you may not recover anything. Silver Law Group may be able to help you recover…

More than 27,000 investors were left stunned—and without their money—when GWG Holdings filed for Chapter 11 bankruptcy earlier this year, along with some of its own subsidiaries. The company is over $1.6 billion in debt, and investors have no idea what to do or what will happen next. If you…

In November, 2023, Silver Law Group, achieved one of the earliest significant victories for a GWG L-Bonds investor against a brokerage firm. Since then, Silver Law Group has continued to help L-Bonds investors recover their losses. Following the collapse of GWG Holdings, investors holding illiquid L-Bonds find themselves with significant…

Silver Law Group successfully represented the plaintiffs in a FINRA arbitration claim to recover losses from GWG L-Bonds investments. The claim alleged that Boston-based broker-dealer Ages Financial Services did not fully inform the investors of the risks of the L-Bonds. A panel of arbitrators awarded our clients $246,000. In their…

Silver Law Group is actively investigating potential claims involving Stifel, Nicolaus broker Chuck Roberts (CRD# 2064602), a financial advisor currently employed with Stifel, Nicolaus & Company, Inc. with offices located in New York, NY and Miami Beach, FL. Roberts is currently the subject of sixteen customer-initiated arbitrations filed with the…

Stockbroker and financial advisor Chuck Roberts is the subject of sixteen pending investor complaints, according to Roberts’ FINRA record. Since 2016, Roberts has been employed by and registered with brokerage firm Stifel, Nicolaus & Company, Inc. with offices in New York, New York and Miami Beach, Florida. According to his…

Silver Law Group is investigating investor claims involving Stifel, Nicolaus & Company broker Chuck Roberts, who is currently the subject of sixteen investor complaints relating to mishandling of investors’ portfolios. Roberts, a Stifel, Nicolaus & Company broker since 2016, catered primarily to clients in Miami, Florida and New York, New…

Silver Law Group is investigating major banks and financial institutions for potentially failing to provide competitive interest rates on cash balances in brokerage and advisory accounts. Over the past few years of high-interest rates, while customers earned minuscule returns, some banks earned billions on customers’ cash balances. If you believe…

Silver Law Group is investigating banks and brokerage firms for failing to provide competitive interest rates to its customers in this high-interest-rate environment. When customers open accounts, certain firms enroll accountholders in Bank Sweep Programs, which may incur significant expenses for customers while benefiting the banks.  If you believe you’ve…

An investor has filed a Class Action Complaint against Wells Fargo in the Northern District of California alleging that Wells Fargo failed to pay the highest-available interest rate on the cash balance in customer accounts. The Class Action Complaint, filed July 31, 2024, alleges that Wells Fargo breached its fiduciary…