A National Securities Arbitration & Investment Fraud Law Firm
Silver Law Group is investigating possible claims related to investments in a variety of investment and insurance products offered by Northstar Financial Services (Bermuda) Ltd. Some of the investments offered by Northstar Financial Services (Bermuda) include, but are not limited to: Global Interest Accumulator Global Advantage Plus Series Global Advantage…
William Friedman (William Sidney Friedman CRD#: 2475502) is a former registered broker and investment advisor whose last known employer was Pinnacle Investments, LLC (CRD#:142910) of Boca Raton, FL. His previous employers include Woodstock Financial Group, Inc. (CRD#:38095), Newbridge Securities Corporation (CRD#:104065), and Brookstreet Securities Corporation (CRD#:14667), all of Boca Raton.…
Northern Dynasty Minerals Ltd. (NAK), a mining company, is the subject of a class action lawsuit regarding potential violations of federal securities laws. If you have losses from investing in Northern Dynasty Minerals Ltd. (NAK) during the class period between December 21, 2017 through November 25, 2020, contact Silver Law…
Scott Silver was interviewed in a recent InvestmentNews article about Silver Law Group’s FINRA arbitration claims against the broker dealers who sold GPB Capital private placements to investors. GPB Capital Holdings is a New York-based alternative asset management firm that raised $1.8 billion since it was founded in 2013 by…
Daniel Raupp (Daniel Phillip Raupp) is a broker currently registered with Concorde Investment Services in their Port Jefferson, New York branch office. Before joining Concorde, Raupp was previously registered with J.P. Turner & Company, LLC, Gunallen Financial, Inc, and Harrison Securities, Inc., which FINRA expelled in 2004. Daniel Raupp Disclosures…
Scott Silver, Silver Law Group’s managing partner, was interviewed by the South Florida Business Journal about the lawsuits his firm has filed on behalf of investors in Coral Gables Asset Management, a Miami hedge fund owned by David Coggins that he is alleged to have misappropriated money from. David Coggins…
According to FINRA Disciplinary actions for November 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS John Evans…
According to FINRA Disciplinary actions for November 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS William Baris Network 1 Financial Securities Inc. Joseph Stone Capital, LLC Riza Hernandez…
According to FINRA Disciplinary actions for November 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by…
Thomas Marino (Thomas John Marino CRD#: 4438533) is a former registered broker and investment advisor whose most recent employer was R.M. Stark & Co., Inc. (CRD#:7612) of Lake Worth Beach, FL. Previous employers include J.W. Cole Financial, Inc. (CRD#:124583) of Sarasota, FL, Newbridge Securities Corporation (CRD#:104065) of Boca Raton, FL,…