Securities Arbitration Lawyers Blog

In June 2020, the U.S. Court of Appeals for the Eleventh Circuit issued an opinion in the case Isaiah v. JPMorgan Chase Bank, N.A. This landmark decision narrowly defines which claims can be brought by a court-appointed receiver for entities that perpetrated a Ponzi scheme, leaving a broad category of…

Gary Ginsberg (Gary David Ginsberg, CRD# 1175258) is a currently registered broker working for Ameriprise Financial Services (CRD# 6363) in New Jersey. Before working at Ameriprise, Ginsberg worked for Royal Alliance Associates (CRD# 23131) from 1992 to 2020. Gary Ginsberg has sold his customers private placement investments in GPB Capital,…

PIABA is the Public Investors Advocate Bar Association, a bar association of some of the best securities litigation lawyers in the country who represent investors in claims for investment fraud, stockbroker misconduct, and Ponzi schemes. Scott Silver, Silver Law Group’s managing partner, is a proud member of PIABA since 2002.…

Silver Law Group is investigating Golar LNG Limited (GLNG) (“Golar” or the “Company”) for potential violations of the federal securities laws. On September 24, 2020, media outlets reported that Eduardo Navarro Antonello, Chief Executive Officer of Golar’s joint-venture subsidiary Hygo Energy Transition Ltd., had been implicated in a bribery network…

“FINRA Office of Dispute Resolution” (a/k/a ODR or DR) has changed its name to “FINRA Dispute Resolution Services”. A newsletter from FINRA says the name change “highlights our focus on customer service and helps distinguish FINRA Dispute Resolution Services from FINRA Enforcement for our external stakeholders, lawmakers and the media.…

Silver Law Group is investigating Aquestive Therapeutics, Inc. (AQST) regarding potential violations of federal securities laws. If you have losses from investing in Aquestive Therapeutics, Inc. (AQST) stock, contact Silver Law Group for consultation at no cost at (800) 975-4345 or by email at ssilver@silverlaw.com. Aquestive Therapeutics, Inc. (AQST) Drug…

Robert Buffington (CRD#:5220332) is a previously registered broker whose last employer was Aegis Capital Corp. (CRD# 15007) of New York, NY. Prior employers include Gunnallen Financial, Inc (CRD#:17609), Maxim Group LLC (CRD#:120708) and Bear, Stearns & Co. Inc. (CRD#:79), all of New York. He has been in the industry since…

Marcello Lattuca (CRD: #2149434) is a registered broker currently registered with NBC Securities (CRD: #17870) in Massapequa, NY. His previous employers include JHS Capital Advisors, LLC (CRD#:112097), also of Massapequa, Gunnallen Financial, Inc. (CRD#:17609) of Plainview NY, and Kirlin Securities Inc. (CRD#:21210, expelled by FINRA in 2009) of Syosset, NY. He…

Silver Law Group is investigating Zosano Pharma Corporation (ZSAN) regarding potential violations of federal securities laws. If you have losses from investing in Zosano Pharma Corporation (ZSAN), please contact Silver Law Group for a no cost consultation at (800) 975-4345 or by email at ssilver@silverlaw.com. Zosano Pharma Corporation is a…

Grant Cardone, the popular social media influencer, real estate entrepreneur, and sales trainer, is being sued in a class action lawsuit which alleges that he and his company made false and misleading statements and omitted material facts to investors in relation to Cardone Capital LLC’s public offerings in Cardone Equity…