Securities Arbitration Lawyers Blog

Grant Cardone and his investment firm Cardone Capital have come under serious scrutiny this year following revelations about his business model that may lead to losses in Cardone’s real estate “empire” and leaving investors with substantial losses. Cardone Capital, launched in 2017, markets its business model as follows: first, Cardone…

Cardone Capital, LLC and its CEO Grant Cardone, a social media influencer, author, and real estate investor, are the subject of a class action lawsuit filed on behalf of investors. The lawsuit alleges Cardone and his company made false and misleading statements and omitted material facts related to public offerings…

Silver Law Group is investigating Nano-X Imaging Ltd. (NNOX) on behalf of investors in the company. The investigation concerns whether the company violated federal securities laws. If you have information relating to this investigation and/or investment losses with Nano-X Imaging Ltd. (NNOX), contact Silver Law Group for a no cost…

Silver Law Group is investigating Nikola Corporation (NKLA) regarding possible securities fraud, and may file a class action on behalf of investors. If you have losses from investing in Nikola Corporation (NKLA) stock, contact Silver Law Group for consultation at no cost at (800) 975-4345 or by email at ssilver@silverlaw.com.…

Apostolos Pitsironis (CRD#: 2804907) is a former registered broker and investment advisor whose last employer was Janney Montgomery Scott LLC (CRD#:463) of Montgomery, NY. Previous employers include Wells Fargo Clearing Services, LLC (CRD#:19616) of Hauppage, NY, RBC Capital Markets, LLC (CRD#:31194) if Jericho, NY, and Morgan Stanley DW INC. (CRD#:7556)…

We previously reported on broker Kevin Richard Wilson (CRD #326701), who had two customer disputes filed in 2018. He is currently employed with Worden Capital Management, LLC (CRD#: 148366) of New York, NY. He has been in the industry since 1999. Since our previous report, there have been six more disputes…

Joshua Stivers (Joshua Daniel Stivers CRD:#5708565) is a currently registered broker and investment advisor currently employed with Kalos Capital, Inc. (CRD#: 44337) of Austin, TX. His previous employers include G.F. Investment Services, LLC (CRD#:132939) and Global Financial Private Capital, LLC (CRD#:132070), both of Austin, TX, and USA Wealth Management LLC…

Dain Stokes (CRD: #2960801) is a former registered broker and investment advisor whose last known employer was LPL Financial LLC (CRD#:6413) of Bedford, NH. His previous employers include Edward Jones (CRD#:250) of Manchester, NH, American Express Financial Advisors Inc. (CRD#:6363) and IDS Life Insurance Company (CRD#:6321), both of Minneapolis, MN.…

Victor Rigoni, III is a former registered broker and investment advisor whose last known employer was Cetera Advisor Networks LLC (CRD#:13572) of Lake Forest, IL. His previous employers include Summit Brokerage Services, Inc. (CRD#:34643) and Cambridge Investment Research, Inc. (CRD#:39543), also of Lake Forest, and Edward Jones (CRD#:250) of Antioch,…

Silver Law Group is investigating Aurora Cannabis Inc (ACB) on behalf of investors for potential violations of federal securities laws. If you have losses from investing in Aurora Cannabis Inc. (ACB) stock, contact Silver Law Group for a no-cost consultation at (800) 975-4345 or by email at ssilver@silverlaw.com. Aurora Cannabis…