A National Securities Arbitration & Investment Fraud Law Firm
Did you invest in the YieldStreet Vessel Deconstruction I SPV? Silver Law Group, a nationally-recognized class action and investment fraud law firm, is investigating YieldStreet after over 30 investors signed a letter to the fintech firm asking for more information on why their investments have not paid them as they…
Silver Law Group, a nationally-recognized stockbroker misconduct law firm, is investigating AllianceBernstein Securitized Asset LP (ABSA or Fund) on behalf of shareholders in the Fund, due to ABSA’s recent news to its shareholders. ABSA is a pooled investment hedge fund, sold by Alliance Bernstein, whose “. . . portfolio is…
Silver Law Group, a nationally-recognized class action law firm, is investigating AllianceBernstein Energy Opportunity Fund, L.P. and AllianceBernstein Energy Opportunity Fund, L.P II (collectively “AB Energy Funds”) on behalf of shareholders in the company. The AB Energy Funds are pooled investment private equity funds, focused in the oil and gas…
Silver Law Group is launching a Coronavirus Task Force to investigate financial wrongdoing associated with the coronavirus (COVID-19) pandemic, including wrongfully denied business interruption insurance. Silver Law Group is working with lawyers with significant experience handling wrongful denial of insurance claims. Working as a team, our lawyers have significant experience…
Silver Law Group, a nationally-recognized class action law firm, is investigating Aytu BioSciences (AYTU) on behalf of shareholders in the company. The investigation regards whether Aytu and its officers and directors have violated the federal securities laws. Aytu BioSciences (AYTU) Announces License Agreement For COVID-19 Test On March 10, 2020,…
Background Information Kalos Capital, Inc. (CRD #44337) is a registered broker-dealer based in Alpharetta, Georgia that is registered in all 50 states and Washington, D.C. Kalos has approximately 150 financial advisors and 60 independent offices. Kalos Capital has been registered with the SEC since 1998 and sells a variety of…
Silver Law Group is investigating the following UBS ETRACS ETNs (Exchange Traded Notes): MRRL, WTIU, MLPZ, HOML, SMHD, HDLV, BDCL, LBDC, LMLP, DVHL, and MORL. These ETNs have suffered significant losses as the market has declined due to the coronavirus. UBS created its ETRACS ETNs and may have marketed and…
As the coronavirus has caused the market to decline precipitously starting in February, 2020, many leveraged exchange-traded funds (ETFs), inverse ETFs, and exchange-traded notes (ETNs) have stopped trading, causing massive losses for investors. Leveraged ETFs, Inverse ETFs, and ETNs An exchange traded fund (ETF) is a security that tracks an…
According to FINRA Disciplinary actions for March 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Michael Bressman…
According to FINRA Disciplinary actions for March 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barry Carson…