Close

A National Securities Arbitration & Investment Fraud Law Firm

Securities Arbitration Lawyers Blog

Updated:

Silver Law Group Investigates Sonim Technologies, Inc. (SONM) For Possible Securities Laws Violations

Silver Law Group is investigating Sonim Technologies, Inc. (SONM), a publicly-traded mobile phone company, for possible violations of federal securities laws. Sonim Technologies Issues Revised Financial Guidance On September 10, 2019, Sonim announced updated guidance for fiscal 2019 which stated that its net revenue would be lower than 2018 net…

Updated:

Silver Law Group Files FINRA Arbitration Claim After Broker Borrows Client’s Funds And Doesn’t Repay

Silver Law Group has filed a FINRA arbitration claim to help a client recover more than $200,000 that was lent to his broker and never repaid. Our client is a senior citizen living in Florida who was seeking to secure his nest egg for the future by investing for long-term…

Updated:

Did You Buy GPB Capital From SagePoint Financial Inc.?

GPB Capital investors are suffering catastrophic losses on their investments. GPB has reduced the valuations of their portfolio and investor complaints against selling brokers continue to pile up. GPB Capital includes the following funds: GPB Cold Storage GPB Automotive Fund GPB Automotive Income GPB Holdings II and III GPB Waste…

Updated:

Silver Law Group Investigates Maxar Technologies Ltd (MAXR)

Maxar Technologies Ltd (MAXR), a publicly-traded space technology company, is the subject of a class action lawsuit filed on behalf of investors who lost money investing in the company. If you lost money in Maxar Technologies or DigitalGlobe, we would like to talk to you. MDA DigitalGlobe Merger Maxar Technologies…

Updated:

SEC Whistleblower Awarded Over $1.8 Million In August 2019

On August 29, 2019, the SEC (Securities and Exchange Commission) announced an award of over $1.8 million for a whistleblower “whose information and assistance were critically important to the success of an enforcement action involving misconduct committed overseas.” According to a press release from the SEC, the whistleblower alerted the…

Updated:

Were You Overcharged For Short Selling At Your Discount Brokerage?

While some investors may find short selling stocks to be appropriate to their investment needs, there are considerable risks involved, and some broker-dealers have been accused of overcharging clients for borrowing stock to short. What Is Short Selling? To short sell a stock (also known as going short) is to…

Updated:

Canntrust (CTST) Subject Of A Class Action Lawsuit

CannTrust (CTST), a publicly-traded producer of medical and recreational cannabis in Canada, is the subject of a class action lawsuit filed on behalf of shareholders who lost money investing in the company. On July 8, 2019, news broke that CannTrust was growing cannabis in a greenhouse in Pelham, Ontario where…

Updated:

Registered Individuals Suspended by FINRA in July 2019 for Violations of FINRA Rules

According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bender, Charles…

Updated:

FINRA Bars Registered Individuals in July 2019 for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for July 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bang, Gregory…

Contact Us
Start Chat