According to FINRA Disciplinary actions for February 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Michael Allen Becking | Wells Fargo Advisors, LLC |
| Chase Investment Services Corp. | |
| Vladimir Belyaev | Avenir Financial Group |
| Coastal Equities, Inc. | |
| Alina Brindusescu | U.S. Bancorp Investments, Inc. |
| HSBC Securities (USA) Inc. | |
| Scott Louis Capone | Morgan Stanley Smith Barney |
| WM Financial Services, Inc. | |
| Mckyle Clyburn | GunnAllen Financial, Inc. |
| Maximum Financial Investment Group, Inc. | |
| Ronald Scott Cole | UBS Financial Services Inc. |
| Morgan Stanley Smith Barney | |
| Willard Lee Golightly | Kelly Compton Investments LLC |
| SCF Securities, Inc. | |
| Gerard Chandler Gremillion | Profinancial, Inc. |
| Chad Gremillion | |
| Ross H. Mandell | Sky Capital LLC |
| Granta Capital Group LLC | |
| Dan Moss Jr. | Morgan Stanley Smith Barney |
| UBS Financial Services Inc. | |
| Manoj Pataudi Mudgal | Morgan Stanley |
| Chase Investment Services Corp. | |
| Richard James Murphy | Tullett Prebon Financial Services LLC |
| Citation Financial Group, LP | |
| Drew Anthony Romeo | Morgan Stanely |
| UBS Financial Services Inc. | |
| Rob Salinger | U.S. Bancorp Investments, Inc. |
| Merrill Lynch, Pierce, Fenner and Smith Inc. | |
| Michael David Schwartz | Merrill Lynch, Pierce, Fenner and Smith Inc. |
| Barclays Capital Inc. | |
| Leonard Gregory Stover | Cetera Advisors LLC |
| Ameriprise Financial Services, Inc. | |
| Joe Don Treece | Arvest Wealth Management |
| Raymond James & Associates, Inc. | |
| Christopher Robert Vanstelle | Steelpoint Securities, LLC |
| WBB Securities, LLC | |
| Stephen Arnold Vaughan | Ameriprise Financial Services, Inc. |
| Ameriprise Advisor Services, Inc. | |
| Richard Diego Vega | Raymond James & Associates, Inc. |
| Morgan Stanley Smith Barney |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.