According to FINRA Disciplinary actions for June 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Barry Boyd Blount, Sr. | Insight Advisors, LLC |
| Ameriprise Financial Services, Inc. | |
| Joseph Michael Carrino, Jr. | Brookstone Securities, Inc. |
| National Securities Corporation | |
| Victor Rosario Cassone | J.P. Turner & Company, LLC |
| Pacific West Securities, Inc. | |
| John F. Gannon | Morgan Stanley |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | |
| Christopher Clarence Kennedy | Oppenheimer & Co. Inc. |
| Liberty Tree Advisors, LLC | |
| William Francis Lex | Dinosaur Securities, LLC |
| McGinn, Smith & Co., Inc. | |
| Lewis Joseph Lucarine | State Farm VP Management Corp |
| Morgan Stanley Smith Barney | |
| Brian Joseph Merrigan | Wells Fargo Advisors, LLC |
| BancWest Investment Services, Inc. | |
| Nicholas McCauley Messore | LPL Financail LLC |
| Morgan Stanley | |
| James Marvin Mitchell | CBS Advisors LLC |
| Community Bankers Securities, LLC | |
| David Harold Noe | GunnAllen Financial, Inc. |
| Birchtree Financial Services, Inc. | |
| Edward Painter | UBS Financial Services Inc. |
| Citigroup Global Markets Inc. | |
| Carrie Riley | Merrill Lynch, Pierce, Fenner & Smith Inc. |
| Morgan Stanley | |
| Joseph Richard Rizzo, Jr. | Ameriprise Financial Services, Inc. |
| Securities America, Inc. | |
| David Aaron Seigerman | Janney Montgomery Scott LLC |
| Morgan Stanley | |
| William Victor Siegel | Morgan Stanley |
| Morgan Stanley & Co. Inc. | |
| Steven Craig Spitts | Wells Fargo Advisors, LLC |
| Dean Witter Reynolds Inc. | |
| Jeff David Snyder | Network 1 Financial Securities Inc. |
| Rockwell Global Capital LLC | |
| Carey Charles Stevens | Ridgeway & Conger, Inc. |
| KCD Financial, Inc. | |
| Gary Lee Wright | Pensionmark Financial Group, LLC |
| Robert W. Baird & Co. Inc. |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.