According to FINRA Disciplinary actions for March 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Kean Lynn Bouplon | Morgan Stanley |
| Merrill Lynch, Pierce, Fenner &Smith Inc. | |
| Craig Charles Franzke | PNC Investments |
| NatCity Investments, Inc. | |
| Justin Johnston Harris | Morgan Stanley |
| Wells Fargo Advisors | |
| Steve Morris | Wynston Hill Capital, LLC |
| Halcyon Cabot Partners, LTD. | |
| Mark Allan Plummer | Chestnut Exploration Partners, Inc. |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.