According to FINRA Disciplinary actions for November 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Joseph Orazio Degregorio | Garden State Securities, Inc. |
| First Standard Financial Company LLC | |
| Valery Vitalievich Gurin | UBS Financial Services Inc. |
| Edward Jones | |
| Levi David Lindemann | J.P. Turner & Company, LLC |
| Workman Securities Corporation | |
| John Scott Matthews | Global Arena Capital Corp |
| Equities Trading Corp | |
| Ataf Nabli | Merrill Lynch, Pierce, Fenner & Smith Inc |
| Banc of America Investment Services, Inc. | |
| Carrie Riley | Merrill Lynch, Pierce, Fenner & Smith Inc. |
| Morgan Stanley | |
| Englebert Sarmiento | Network 1 Financial Securities, Inc. |
| E.J. Sterling, LLC |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.