According to FINRA Disciplinary actions for July 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
NAME | FORMER EMPLOYERS |
Thomas Michael DiLello, Jr. | LPL Financial LLC |
Atlantic Capital Advisors | |
Niaz Elmazi | Global Arena Capital Corp |
HFP Capital Markets LLC | |
James Benjamin Fellus | Spencer-Winston Securities Corporation |
Nexlend Capital Partners | |
Nancy Putnam Griffith | Wells Fargo Advisors, LLC |
Edward Jones | |
Brian Joseph Hagerman | Global Arena Capital Corp |
Equities Trading Corp | |
Justin Linwood Hendrick | Suntrust Investment Services, Inc. |
First Citizens Investor Services, Inc. | |
Robert Joseph Kerrigan, Sr. | First Financial Equity Corporation |
Personal Wealth Mgmt Group, Inc. | |
Brent Morgan Porges | Meyers Associates, LP |
Newbridge Securities Corporation | |
Scott Paul Strochak | Morgan Stanley |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.