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A National Securities Arbitration & Investment Fraud Law Firm

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Registered Individuals Suspended in July 2017 by FINRA for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for July 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Thomas Michael DiLello, Jr.   LPL Financial LLC
  Atlantic Capital Advisors
  Niaz Elmazi   Global Arena Capital Corp
  HFP Capital Markets LLC
  James Benjamin Fellus   Spencer-Winston Securities Corporation
  Nexlend Capital Partners
  Nancy Putnam Griffith   Wells Fargo Advisors, LLC
  Edward Jones
  Brian Joseph Hagerman   Global Arena Capital Corp
  Equities Trading Corp
  Justin Linwood Hendrick   Suntrust Investment Services, Inc.
  First Citizens Investor Services, Inc.
  Robert Joseph Kerrigan, Sr.   First Financial Equity Corporation
  Personal Wealth Mgmt Group, Inc.
  Brent Morgan Porges   Meyers Associates, LP
  Newbridge Securities Corporation
  Scott Paul Strochak   Morgan Stanley
  Merrill Lynch, Pierce, Fenner & Smith Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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