Robert Scott Ginsberg (CRD #5177531) is a registered broker and investment advisor currently employed with Woodbury Financial Services, Inc. (CRD #421) of Wallingford, CT. He was previously employed by Investors Capital Corp. (CRD #30613), also of Wallingford. He has been in the industry since 2008.
The first was filed on 12/07/2017, alleging “suitability.” No damages are listed, and no other information is available.
The second was filed just a few weeks before on 11/21/2017, with allegations of “suitability of investments in REITS” (real estate investment trusts.) In this complaint, the customer is requesting damages of $1,000,000. Ginsberg response indicates that the customer was interested in “alternative investments,” with an agreed-to financial strategy.
Did You Invest With Robert Ginsberg?
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